DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cw Advisors, LLC

Independent wealth managerBoston, MassachusettsCRD 310873SEC 801-119667website IAPD

Latest filing Aug 26, 2026

First filing on the tape Sep 21, 2020 · 40 filings

SEC status approved since Oct 21, 2020

RAUM

$15B

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

95%

$14B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$162M

derived; firm RAUM over IAPD count

Employees

152

89 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

40 filings and snapshots on the tape

RAUM$15B as of Aug 26, 2026

Feb 18, 2021$3.0B then

HNW client RAUM$13B as of Aug 26, 2026

Feb 18, 2021$2.8B then

State-registered IARs (5.B.3)81 as of Aug 26, 2026

Feb 18, 202118 then

Employees (5.A)152 as of Aug 26, 2026

Feb 18, 202134 then

Private funds4 as of Aug 26, 2026

Feb 18, 20211 then

RAUM +64% over the last fiscal year+44% a year over threeIARs 62 to 81offices 22 to 24

Practice profile

derived from the filing of Aug 26, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $157MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 66derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.0MderivedHNW RAUM over HNW clients
Average account: $640,871derivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.6derivedItem 5.A over advisors
Advisors per office: 3.9derived25 offices incl. principal (1.F.5)
RAUM growth, one year: +64%derivedbetween the last two annual amendments
Advisor growth, one year: +31%derivedItem 5.B.3 between annual amendments
Client growth, one year: +99%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients: 6,550reportedItem 5.H
Wrap fee program: $521MreportedItem 5.I
Custody: $5.2B, 2,287 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 7derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$13B85%
Individuals$1.4B9.4%
Other investment advisers$304M2.0%
Pension and profit-sharing plans$295M1.9%
Corporations and businesses$149M1.0%
Charitable organizations$41.5M0.3%
Pooled investment vehicles$33.0M0.2%
Banks and thrifts$918,8350.0%

Individual clients: 3,169reported
HNW clients: 3,257reported
Pension plan clients: 61reported
Charitable clients: 24reported
Accounts: 23,756reported
Financial planning clients: 6,550reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $5.2B for 2,287 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.02 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0derived

Advisors registered through the firm

93 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Michael John MurphyChartered Financial Analyst	Boston, Ma	Oct 21, 2020	12 y	1
John Chrisom Berry	Boston, Ma	Oct 21, 2020	13 y	2
Robert Edward Driscoll	Boston, Ma	Oct 21, 2020	30 y	1
Christopher John Bleuher	Avila Beach, Ca	Oct 21, 2020	29 y	5
Clinton Dean LynchCertified Financial Planner	Boston, Ma	Oct 21, 2020	20 y	5
Christine Winters LawlessCertified Financial Planner	Boston, Ma	Oct 28, 2020	12 y	1
Michael William GalvinCertified Financial Planner	Boston, Ma	Oct 28, 2020	15 y	1
Kenneth Richard ZannoniCertified Financial Planner	Boston, Ma	Oct 28, 2020	27 y	2
Siobhaun Maus JohnsonCertified Financial Planner	Boston, Ma	Nov 3, 2020	25 y	2
Jennifer Rice Gates	Boston, Ma	Nov 4, 2020	28 y	4
David John CostiganCertified Financial Planner	Boston, Ma	Nov 9, 2020	27 y	9
Michael Kevin HartyChartered Financial Analyst	Boston, Ma	Nov 19, 2020	16 y	2
David Brad KauffmanCertified Financial Planner	Boston, Ma	Apr 19, 2021	34 y	4
Joshua Kenworthy RiversCertified Financial Planner	Columbia, Md	Apr 19, 2021	25 y	5
Michael Edward ShiresCertified Financial Planner	Boston, Ma	Apr 19, 2021	12 y	2
Thomas William RaynorCertified Financial Planner	Columbia, Md	Apr 19, 2021	18 y	1
Michael Andrew HamoliaCertified Financial Planner	Columbia, Md	Apr 19, 2021	20 y	1
Jeffrey Keith TrollCertified Financial Planner, Chartered Financial Analyst	Columbia, Md	Apr 19, 2021	21 y	1
May H CheungCertified Financial Planner	Miami, Fl	Apr 29, 2021	26 y	2
Stephen Olan WrightCertified Financial Planner	Miami, Fl	Apr 29, 2021	24 y	2
Lisa Ann Cassidy	Boston, Ma	Jul 1, 2021	35 y	5
Michael K GreenCertified Financial Planner	Granger, In	Sep 30, 2021	14 y	1
Brendan Michael CollinsCertified Financial Planner	Boston, Ma	Nov 22, 2021	12 y	3
Robert Henry BreslinCertified Financial Planner	Westport, Ct	May 11, 2022	34 y	3
Roxanne Elizabeth FleszarCertified Financial Planner, Chartered Financial Consultant	Boston, Ma	Sep 1, 2022	45 y	1
Debra Cloud KriebelCertified Financial Planner	Boston, Ma	Sep 28, 2022	29 y	1
Joseph A LevyCertified Financial Planner	Boston, Ma	Oct 12, 2022	13 y	2
Mindy Ellen GasthalterCertified Financial Planner	Boston, Ma	Oct 26, 2022	40 y	3
Meghan Patricia LeeCertified Financial Planner	New York, Ny	May 24, 2023	12 y	0
Matthew Parker Bean	Boston, Ma	Jun 7, 2023	11 y	0
Sean Patrick Dillon	Columbia, Md	Jun 14, 2023	22 y	2
Richard Ernest MilburnChartered Financial Analyst	Wynnewood, Pa	Sep 19, 2023	10 y	1
Gary Paul Droz	Wynnewood, Pa	Sep 20, 2023	43 y	2
David Saul Turbiner	Boston, Ma	Sep 22, 2023	15 y	2
Eric Oscar ZeltnerCertified Financial Planner	Wynnewood, Pa	Sep 27, 2023	11 y	3
Jude Arthur KotaridesPersonal Financial Specialist	Havre De Grace, Md	Dec 25, 2023	34 y	1
Brendan Michael LortieCertified Financial Planner	Boston, Ma	Feb 13, 2024	10 y	0
Kenneth Alan Kamen	Hamilton, Nj	Jun 13, 2024	24 y	1
Reginald William BurroughsCertified Financial Planner	Hamilton, Nj	Jun 13, 2024	40 y	2
Emily Rose KamenCertified Financial Planner	Boston, Ma	Jun 13, 2024	10 y	2

All 93 advisors at Cw Advisors, LLC

Advisor movement

1 left, 13 joined in 12 months

net +12 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 1.1% of current headcount8 left over 36 months

Left, latest

Ryan Patrick Carroll to Moneco Advisors
Apr 6, 2026 · RIA to RIA
Derek Tyghe Carstens to Strategic Advisers LLC
Jul 30, 2025 · RIA to affiliated broker-dealer or bank
Erich Fradenburg to Leigh Baldwin & Co., LLC
Jul 22, 2025 · RIA to RIA
Joshua David Lipscomb to Cassaday & Company, Inc.
Jun 6, 2025 · RIA to RIA
Stefani N/M/I Tueme to Cerity Partners LLC
May 28, 2025 · RIA to RIA
Lauren Ann Manning to Scs Capital Management LLC
Mar 25, 2025 · RIA to RIA
Patrick Vincent Scherer to Compound Planning, Inc.
Feb 14, 2025 · RIA to RIA
Daniel Harold Honsberger to Reel Financial Planning
Oct 2, 2024 · RIA to a state-registered adviser
Haley Pink to J.P. Morgan Private Wealth Advisors LLC
Aug 5, 2022 · RIA to affiliated broker-dealer or bank
Raoul Rodriguez-Walters to Mariner
May 24, 2022 · RIA to affiliated broker-dealer or bank
Chris G. Dudley to Filigree Wealth Advisors, LLC
May 16, 2022 · RIA to RIA
Griffin James Graves to Filigree Wealth Advisors, LLC
May 16, 2022 · RIA to a newly registered adviser
Gerald Jay Graves to Filigree Wealth Advisors, LLC
May 16, 2022 · RIA to a newly registered adviser
Kelly Robert Wright to Verdence Capital Advisors, LLC
Apr 18, 2022 · RIA to RIA
Salim P Boutagy to Gratus Capital, LLC
Mar 10, 2022 · RIA to RIA

Joined, latest

Elizabeth Nicole Napper from Captrust
Sep 1, 2026 · Other
John Salvatore Tassone from Corient Shc Wealth Management (US) LP
Aug 7, 2026 · RIA to RIA
Brandon Philip Stoker from Charles Schwab & Co., Inc.
Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Philippe Robert Oertle from Catalina Capital Group, LLC
Jun 1, 2026 · RIA to RIA
Chris Matthew Frantz from Catalina Capital Group, LLC
Jun 1, 2026 · RIA to RIA
Bradd Allen Donovan from Catalina Capital Group, LLC
Jun 1, 2026 · RIA to RIA
Franklin S Bracey from Morgan Stanley
May 5, 2026 · Wirehouse to independent RIA
Michael Anthony Staffieri from First Allied Advisory Services, Inc.
Feb 11, 2026 · Other
Andrew Wilson Stange from Rovin Capital
Feb 2, 2026 · RIA to RIA
Scott W Edwards from Rovin Capital
Feb 2, 2026 · RIA to RIA
Christopher Scott Heyman from Rovin Capital
Feb 2, 2026 · RIA to RIA
Markell Anthony Staffieri from First Allied Advisory Services, Inc.
Feb 2, 2026 · Other
Kimball Eric Pierce from Rovin Capital
Feb 2, 2026 · RIA to RIA
Christopher Hamilton Brashier from Chb Investment Group, LLC
Aug 29, 2025 · RIA to RIA
Christopher Earl Lindenthal from Chb Investment Group, LLC
Aug 29, 2025 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Filigree Wealth Advisors, LLC
May 16, 2022 · Boston, Ma

3 joined from Catalina Capital Group, LLC
Jun 10, 2026 · Torrance, Ca · Firm absorbed
3 joined from Rovin Capital
Feb 9, 2026 · Lehi, Ut
2 joined from Chb Investment Group, LLC
Sep 3, 2025 · New Hope, Pa
4 joined from Cms Wealth Management
Aug 6, 2025 · Wayne, Pa · Firm absorbed
2 joined from Parsons Capital Management, LLC
Jun 9, 2025 · New Hope, Pa
5 joined from Wolf Group Capital Advisors
May 2, 2025 · Fairfax, Va · Firm absorbed
4 joined from Delta Financial Group, Inc.
Mar 27, 2025 · Basking Ridge, Nj · Firm absorbed
3 joined from Fernwood Investment Management, LLC
Feb 3, 2025 · Hull, Ma · Firm absorbed

Teams out Teams in

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Aspera Limited Partnershipno longer reported	Other Private Fund	$26.4M	50	Mar 6, 2023
Mja Special Opportunities Fund, LP	Other Private Fund	$17.8M	56	Apr 1, 2013
Cwm Private Equity Growth Fund LLC	Private Equity Fund	$6.2M	15	Mar 31, 2022
Cwm Social Impact Fund Lcc	Private Equity Fund	$3.2M	14	Mar 31, 2022
Congress Wealth Management Enhanced Yield LP	Private Equity Fund	$1.4M	89	Mar 6, 2017

Owners and control persons

Schedule A and B, latest filing

Candace Cavalier · Chief Compliance Officer And General Counselcontrol
since 07/2017 · owns less than 5%
William Scott Dell'Orfano · Chief Executive Officercontrol
since 12/2024 · owns less than 5%
Andrew Paul Lonergan · Chief Executive Officercontrol
since 02/2009 · owns less than 5%
James Richard Villiotte · President, Chief Operating Officercontrol
since 02/2009 · owns less than 5%
Marie Erin Wendell · Chief Financial Officercontrol
since 12/2021 · owns less than 5%
Richard Kenneth Zannoni · President And Chief Wealth Officercontrol
since 01/2024 · owns less than 5%

Entity owners

Congress Buyer, Inc. · Member
direct · owns 75% or more
Ag Congress Holdings Gp, LLC · General Partner
indirect · owns F of Ag Congress Holdings, LP
Ag Congress Holdings, LP · Limited Partner
indirect · owns 50% to 75% of Congress Acquisition Holdings, LP
Audax Private Equity Business Vii LP · General Partner
indirect · owns F of Audax Private Equity Fund Vii-A, L.P
Audax Private Equity Business Vii LP · General Partner
indirect · owns F of Audax Private Equity Fund Vii-B, L.P.
Audax Private Equity Fund Vii-A, L.P · Limited Partner
indirect · owns 50% to 75% of Ag Congress Holdings, LP
Audax Private Equity Fund Vii-B, L.P. · Limited Partner
indirect · owns 25% to 50% of Ag Congress Holdings, LP
Congress Acquisition Holdings, LP · Sole Stockholder
indirect · owns 75% or more of Congress Parent, Inc.
Congress Intermediate, Inc. · Sole Stockholder
indirect · owns 75% or more of Congress Buyer, Inc.
Congress Parent, Inc. · Sole Stockholder
indirect · owns 75% or more of Congress Intermediate, Inc.

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Boston, Ma · principal	98	21	1
Basking Ridge, Nj	8	0	0
Columbia, Md	8	0	0
Lehi, Ut	6	6	0
New Hope, Pa	5	0	0
Wynnewood, Pa	4	0	0
Hamilton, Nj	4	0	0
Richmond, Va	4	2	0
Fairfax, Va	3	0	0
Torrance, Ca	3	3	0
Waltham, Ma	3	0	0
Bethlehem, Pa	3	1	0
Westport, Ct	2	0	0
Scottsdale, Az	2	1	0
Miami, Fl	2	0	0
Quincy, Ma	2	0	0
Mesa, Az	2	2	0
Cranberry Township, Pa	0	0	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 11 since 2015, 7 in 24 monthsderived
Advisors acquired: 63derived
Still registered after 90 days: 86% of 63derived
After 180 days: 83% of 60derived
After 365 days: 82% of 60derived
After 730 days: 78% of 37derived
Team lift-outs after: 2derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Columbia, MD9 employees
Hamilton Township, NJ4 employees
Wynnewood, PA3 employees
Miami, FL2 employees
Boston, MA2 employees
, 1 employees
Bethesda, MD1 employees
Scottsdale, AZ1 employees
Westport, CT1 employees
Avila Beach, CA1 employees

ADV anomalies

7 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 26, 2026
DELL'ORFANO, SCOTT, WILLIAM (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-01-10 and 2026-08-26
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 26, 2026
LONERGAN, PAUL, ANDREW (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-01-10 and 2026-08-26
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 26, 2026
Wendell, Erin, Marie (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-01-10 and 2026-08-26
peers: independent wealth managers, $5B to $20B (289)
RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $9,301,984,860 to $15,224,527,279 (+64.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 93.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (271) · 93% percentile
account count surgeChange between filings · filing Mar 31, 2026
accounts (Item 5.F.2.f) moved from 12,836.0 to 23,756.0 (+85.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 94.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (253) · 94% percentile
client count surgeChange between filings · filing Mar 31, 2026
individual and HNW clients (Item 5.D) moved from 3,233.0 to 6,426.0 (+99.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was +6.0% (224 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (224) · 96% percentile
acquired advisors left within a yearCombination · filing May 2, 2025
3 of the 5 advisors who moved from WOLF GROUP CAPITAL ADVISORS to CW ADVISORS, LLC on 2025-05-02 had left the acquirer within 365 days
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Other offices · 26 to 24
May 28, 2026 to Jul 30, 2026
Accounts · 12,836 to 23,756
Nov 21, 2025 to Mar 31, 2026
Advisory employees · 62 to 89
Nov 21, 2025 to Mar 31, 2026
BD registered reps · 1 to 0
Nov 21, 2025 to Mar 31, 2026
Charity clients · 20 to 24
Nov 21, 2025 to Mar 31, 2026
Corporate clients · 19 to 23
Nov 21, 2025 to Mar 31, 2026
HNW clients · 2,057 to 3,257
Nov 21, 2025 to Mar 31, 2026
Individual clients · 1,176 to 3,169
Nov 21, 2025 to Mar 31, 2026
Pension plan clients · 9 to 61
Nov 21, 2025 to Mar 31, 2026
Pooled vehicle clients · 5 to 1
Nov 21, 2025 to Mar 31, 2026
Assets in custody · $3.5B to $5.2B
Nov 21, 2025 to Mar 31, 2026
Employees · 110 to 152
Nov 21, 2025 to Mar 31, 2026
State-registered IARs · 62 to 81
Nov 21, 2025 to Mar 31, 2026
Private funds · 5 to 4
Nov 21, 2025 to Mar 31, 2026
Discretionary RAUM · $9.2B to $15B
Nov 21, 2025 to Mar 31, 2026
HNW RAUM · $8.1B to $13B
Nov 21, 2025 to Mar 31, 2026
Individual RAUM · $570M to $1.4B
Nov 21, 2025 to Mar 31, 2026
Non-discretionary RAUM · $96.4M to $438M
Nov 21, 2025 to Mar 31, 2026
Pension RAUM · $78.3M to $295M
Nov 21, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $37.1M to $33.0M
Nov 21, 2025 to Mar 31, 2026
RAUM · $9.3B to $15B
Nov 21, 2025 to Mar 31, 2026
Related adviser · false to true
Nov 21, 2025 to Mar 31, 2026
Related broker-dealer · false to true
Nov 21, 2025 to Mar 31, 2026
Wrap assets (manager) · unset to 0.0
Nov 21, 2025 to Mar 31, 2026
Wrap assets (sponsor) · unset to 0.0
Nov 21, 2025 to Mar 31, 2026
Financial planning clients · More than 500 to More than 500
Apr 3, 2025 to May 19, 2025
Other offices · 22 to 26
Apr 3, 2025 to May 19, 2025
Accounts · 9,978 to 12,836
Jan 10, 2025 to Apr 3, 2025
Advisory employees · 38 to 62
Jan 10, 2025 to Apr 3, 2025
Charity clients · 11 to 20
Jan 10, 2025 to Apr 3, 2025
Corporate clients · 15 to 19
Jan 10, 2025 to Apr 3, 2025
HNW clients · 1,443 to 2,057
Jan 10, 2025 to Apr 3, 2025
Individual clients · 935 to 1,176
Jan 10, 2025 to Apr 3, 2025
Pension plan clients · 5 to 9
Jan 10, 2025 to Apr 3, 2025
Pooled vehicle clients · unset to 5.0
Jan 10, 2025 to Apr 3, 2025
Assets in custody · $2.9B to $3.5B
Jan 10, 2025 to Apr 3, 2025
Employees · 76 to 110
Jan 10, 2025 to Apr 3, 2025
State-registered IARs · 36 to 62
Jan 10, 2025 to Apr 3, 2025
Other offices · 14 to 22
Jan 10, 2025 to Apr 3, 2025
Discretionary RAUM · $6.8B to $9.2B
Jan 10, 2025 to Apr 3, 2025

Signals

48 dated events

Catalina Capital Group, LLC's advisors moved to CW Advisors, LLC (Torrance, CA): 3 of 4 registered, on the same day
Jun 10, 2026 · Firm absorbed (people side) · derived
Ryan Patrick Carroll left Cw Advisors, Llc for Moneco Advisors (registered 2026-04-03)
Apr 6, 2026 · Advisor changed firm · fact
Cw Advisors, Llc reported RAUM $15.2B, up 64% from $9.3B (2025-11-21 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Cw Advisors, Llc reported 81 state-registered advisory representatives, up from 62 (2025-11-21 to 2026-03-31)
Mar 31, 2026 · Advisor headcount change · derived
3 advisors left Rovin Capital (Lehi, UT) for CW Advisors, LLC on the same day
Feb 9, 2026 · Team lift-out · derived
2 advisors left Chb Investment Group, LLC (New Hope, PA) for CW Advisors, LLC on the same day
Sep 3, 2025 · Team lift-out · derived
Cms Wealth Management's advisors moved to CW Advisors, LLC (Wayne, PA): 4 of 4 registered, on the same day
Aug 6, 2025 · Firm absorbed (people side) · derived
Derek Tyghe Carstens left Cw Advisors, Llc for Strategic Advisers Llc (registered 2025-08-28)
Jul 30, 2025 · Advisor changed firm · fact
Erich Fradenburg left Cw Advisors, Llc for Leigh Baldwin & Co., Llc (registered 2025-07-23)
Jul 22, 2025 · Advisor changed firm · fact
2 advisors left Parsons Capital Management, LLC (New Hope, PA) for CW Advisors, LLC on the same day
Jun 9, 2025 · Team lift-out · derived
Joshua David Lipscomb left Cw Advisors, Llc for Cassaday & Company, Inc. (registered 2025-08-19)
Jun 6, 2025 · Advisor changed firm · fact
Stefani N/M/I Tueme left Cw Advisors, Llc for Cerity Partners Llc (registered 2025-06-12)
May 28, 2025 · Advisor changed firm · fact
Wolf Group Capital Advisors's advisors moved to CW Advisors, LLC (Arlington, VA): 5 of 7 registered, on the same day
May 2, 2025 · Firm absorbed (people side) · derived
Cw Advisors, Llc reported RAUM $9.3B, up 34% from $6.9B (2025-01-10 to 2025-04-03)
Apr 3, 2025 · RAUM change · derived
Cw Advisors, Llc reported 22 offices beyond its principal office, up from 14 (2025-01-10 to 2025-04-03)
Apr 3, 2025 · Office count change · derived
Cw Advisors, Llc reported 62 state-registered advisory representatives, up from 36 (2025-01-10 to 2025-04-03)
Apr 3, 2025 · Advisor headcount change · derived
Delta Financial Group, Inc.'s advisors moved to CW Advisors, LLC (Basking Ridge, NJ): 4 of 4 registered, on the same day
Mar 27, 2025 · Firm absorbed (people side) · derived
Lauren Ann Manning left Cw Advisors, Llc for Scs Capital Management Llc (registered 2025-04-29)
Mar 25, 2025 · Advisor changed firm · fact
Patrick Vincent Scherer left Cw Advisors, Llc for Compound Planning, Inc. (registered 2025-02-14)
Feb 14, 2025 · Advisor changed firm · fact
Fernwood Investment Management, LLC's advisors moved to CW Advisors, LLC (Hull, MA): 3 of 3 registered, within 4 days
Feb 3, 2025 · Firm absorbed (people side) · derived
Aspire Wealth Management Corporation's advisors moved to CW Advisors, LLC (Waltham, MA): 3 of 3 registered, on the same day
Jan 16, 2025 · Firm absorbed (people side) · derived
Mercadien Asset Management, LLC's advisors moved to CW Advisors, LLC (Hamilton, NJ): 4 of 4 registered, on the same day
Dec 13, 2024 · Firm absorbed (people side) · derived
Daniel Harold Honsberger left Cw Advisors, Llc for Reel Financial Planning (registered 2024-12-18)
Oct 2, 2024 · Advisor changed firm · fact
Agili, P.C.'s advisors moved to CW Advisors, LLC (Richmond, VA): 4 of 5 registered, on the same day
Aug 28, 2024 · Firm absorbed (people side) · derived
James Richard Barrett (Chief Investment Officer) no longer on Schedule A of Cw Advisors, Llc (listed 2024-07-18, absent 2024-07-26)
Jul 26, 2024 · Control person left · inference
Cw Advisors, Llc reported RAUM $6.9B, up 35% from $5.1B (2024-01-10 to 2024-03-15)
Mar 15, 2024 · RAUM change · derived
Richard Kenneth Zannoni (President And Chief Wealth Officer) appeared on Schedule A of Cw Advisors, Llc
Jan 10, 2024 · Control person joined · fact
Mainline Private Wealth, LLC's advisors moved to CW Advisors, LLC (Wynnewood, PA): 4 of 5 registered, within 6 days
Sep 26, 2023 · Firm absorbed (people side) · derived
Terence Matthew Lagan (Officer) no longer on Schedule A of Cw Advisors, Llc (listed 2023-03-24, absent 2023-07-26)
Jul 26, 2023 · Control person left · inference
Michael Christopher Lagan (Trustee) no longer on Schedule A of Cw Advisors, Llc (listed 2023-03-24, absent 2023-07-26)
Jul 26, 2023 · Control person left · inference

Across DFX

shared identifiers only, never a name match

CW Advisors, LLC · Independent Sponsors
shared crd · capital_provider
CW Advisors, LLC · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 617-428-7600reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 617-428-7699reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/cw-advisor-solutionsreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/cw-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website: cwadvisorsgroup.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (617) 428-7600reportedpublic record, Form ADV, Aug 26, 2026
Contact form: cwadvisorsgroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $162Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026