DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alfred Peter Schofield
Feed of 09/14/2026
At current firm
0 y
since Mar 2, 2026
In the industry
33 y
since Feb 11, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Mar 2, 2026 · Osterville, Ma
- Ameriprise Financial Services, LLC national BDAug 17, 2015 to Mar 5, 2026 · Osterville, Ma
- Jhs Capital Advisors, LLC formerOct 27, 2011 to Aug 14, 2015 · Osterville, Ma
- RBC Capital Markets, LLC national BDOct 23, 2009 to Oct 27, 2011 · Osterville, Ma
- Cetera Investment Services LLC formerFeb 1, 2006 to Oct 7, 2009 · Osterville, Ma
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Stifel, Nicolaus & Company, Incorporatedleft Mar 5, 2026, registered Mar 2, 2026 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- Jhs Capital Advisors, LLC to Ameriprise Financial Services, LLCleft Aug 14, 2015, registered Aug 17, 2015 (3 days) · Other · moved with a team
- RBC Capital Markets, LLC to Jhs Capital Advisors, LLCleft Oct 27, 2011, registered Oct 27, 2011 (0 days) · Other
- Cetera Investment Services LLC to RBC Capital Markets, LLCleft Oct 7, 2009, registered Oct 23, 2009 (16 days) · Other
Signals
- Alfred Peter Schofield left Ameriprise Financial Services, Llc for Stifel, Nicolaus & Company, Incorporated (registered 2026-03-02)Mar 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address