RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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S••••• K•••
- P•• W••••• M••••••••• BD affiliated currentsince Sep 5, 2025 · Atlanta, Ga
- C•••••• S••••• • C••• I••• national BDMar 15, 2022 to Apr 5, 2025 · Atlanta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 25, 2021 to Sep 7, 2023 · Atlanta, Ga
- T• A••••••••• I••• formerFeb 25, 2021 to Oct 14, 2022 · Atlanta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 1, 2015 to Dec 31, 2020 · Alpharetta, Ga
- T• A••••••••• I••• formerApr 1, 2015 to Jan 11, 2021 · Alpharetta, Ga
- T• A••••••••• I••• formerJun 17, 2004 to Aug 17, 2005 · Melville, Ny
- C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••left Apr 5, 2025, registered Sep 5, 2025 (153 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Mar 15, 2022 (-541 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Feb 25, 2021 (-596 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Apr 1, 2015 (-2101 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 17, 2005, registered Apr 1, 2015 (3514 days) · channel change inside one enterprise, not a move
- S••••• K••• left C•••••• S••••• • C••• I••• for P•• W••••• M••••••••• (registered 2025-09-05)Apr 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address