DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• P•••••

C••••• I••••••••• A••••••• L••BD affiliatedAtlanta, Gadual registrantIAPD 2315144

Feed of 09/14/2026

Also filed as A••••• P•••••

At current firm

1 y

since Sep 5, 2025

In the industry

31 y

since May 11, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Atlanta, Ga
A•••••• A••••••• S••••••• former
May 5, 2016 to Sep 5, 2025 · Atlanta, Ga
S••••••• I••••••••• S•••••••• I••• former
Aug 25, 2010 to Feb 19, 2016 · Decatur, Ga
W•••• F•••• A••••••• wirehouse
Nov 9, 2004 to Aug 17, 2010 · Atlanta, Ga
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Nov 9, 2004 · Charlotte, Nc
Q•••• • R•••••• I••• unclassified
Jan 14, 2003 to Oct 20, 2004 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to A•••••• A••••••• S•••••••
left Feb 19, 2016, registered May 5, 2016 (76 days) · Other
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Aug 17, 2010, registered Aug 25, 2010 (8 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Nov 9, 2004, registered Nov 9, 2004 (0 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address