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Registered advisor
T••••• J•••• B•••••
Feed of 09/14/2026
Also filed as T••••• B•••••
At current firm
8 y
since Apr 17, 2018
In the industry
33 y
since Apr 2, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Apr 17, 2018 · Glastonbury, Ct
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 19, 2018 · Glastonbury, Ct
- P••••••••• E••••• G••••• L•• unclassifiedOct 2, 2000 to Jul 1, 2003 · Glastonbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left Apr 19, 2018, registered Apr 17, 2018 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address