DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• J••••• C•••••

C••••• I••••••••• A••••••• L••BD affiliatedMt Pleasant, Scdual registrantIAPD 2317149

Feed of 09/14/2026

Also filed as Jim C•••••

At current firm

3 y

since Aug 10, 2023

In the industry

33 y

since Feb 17, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 10, 2023 · Mt Pleasant, Sc
S••••••• F•••••••• S•••••••• I••• former
May 12, 2020 to Aug 10, 2023 · Mt Pleasant, Sc
P•••• S••••••••• L•• no RAUM
May 8, 2012 to Feb 6, 2020 · East Brunswick, Nj
O•••• W•••••• I••• BD affiliated
Apr 2, 2008 to May 11, 2012 · Manalapan, Nj
S••••• C•••••• M••••••••• L•• independent RIA
Oct 7, 2004 to Feb 21, 2008 · Sea Girt, Nj

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
P•••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left Feb 6, 2020, registered May 12, 2020 (96 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to P•••• S••••••••• L••
left May 11, 2012, registered May 8, 2012 (-3 days) · Other
S••••• C•••••• M••••••••• L•• to O•••• W•••••• I•••
left Feb 21, 2008, registered Apr 2, 2008 (41 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address