DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wesley Alan Mlcak
Certified Financial Planner
Feed of 09/15/2026
Also filed as Wes Alan Mlcak
At current firm
10 y
since Dec 15, 2015
In the industry
24 y
since Jul 16, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Dec 15, 2015 · San Antonio, Tx
- Vantage Capital Management, LLC unclassifiedJul 16, 2002 to Oct 28, 2002 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Vantage Capital Management, LLC to First Command Advisory Servicesleft Oct 28, 2002, registered Dec 15, 2015 (4796 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address