DFX Intelligence
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Registered advisor
B•••• G••••• R•••
Feed of 09/15/2026
At current firm
11 y
since Dec 22, 2014
In the industry
31 y
since Feb 21, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••• F•••••••• S••••••• L•• state registered currentsince Jan 7, 2026 · Fountain Hills, Az
- C••••••••• P••••••••• R••••••••• I•••••••• state registered currentsince Dec 22, 2014 · Phoenix, Az
- P••• A••••• S••••••••• L•• BD affiliatedDec 15, 2008 to Jun 3, 2014 · Phoenix, Az
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 19, 2006 to Jul 17, 2008 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to C••••••••• P••••••••• R••••••••• I••••••••left Jun 3, 2014, registered Dec 22, 2014 (202 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to P••• A••••• S••••••••• L••left Jul 17, 2008, registered Dec 15, 2008 (151 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address