J•••••• K•••••• G••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 11, 2023 · Indianapolis, In
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 2, 2009 to Jan 25, 2023 · Indianapolis, In
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Oct 13, 2008 to Jan 2, 2009 · Indianapolis, In
• C•••••••• G••••• M•••••• I••• BD affiliated
  Mar 14, 2001 to Oct 23, 2008 · Indianapolis, In

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Jan 25, 2023, registered Jan 11, 2023 (-14 days) · Affiliated broker-dealer or bank to independent RIA
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Oct 23, 2008, registered Oct 13, 2008 (-10 days) · Other

• ••• Locked
  Jan 25, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address