RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• G•• C•••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Feb 5, 2025 · Tampa, Fl
- C••••••••• C•••••• M••••••••• I••• independent RIAFeb 16, 2012 to Mar 1, 2019 · Totowa, Nj
- N•• A•••••• S•••••••• L•• formerMar 25, 2010 to Jan 5, 2011 · Mendham, Nj
- S••••••• F•••••••• S•••••••• I••• formerApr 24, 2007 to Mar 26, 2010 · Parsippany, Nj
- C••••••••• C•••••• M••••••••• I••• to J• W• C••• A•••••••• I•••left Mar 1, 2019, registered Feb 5, 2025 (2168 days) · RIA to affiliated broker-dealer or bank
- N•• A•••••• S•••••••• L•• to C••••••••• C•••••• M••••••••• I•••left Jan 5, 2011, registered Feb 16, 2012 (407 days) · Other
- S••••••• F•••••••• S•••••••• I••• to N•• A•••••• S•••••••• L••left Mar 26, 2010, registered Mar 25, 2010 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address