DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Benjamin Posen

Hightower Advisors, LLCBD affiliatedCalabasas, Ca IA-onlyIAPD 2319219

Feed of 09/14/2026

Also filed as Benjamin Alen Posen

At current firm

1 y

since Jul 2, 2025

In the industry

33 y

since Mar 24, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hightower Advisors, LLC BD affiliated current
since Jul 2, 2025 · Chicago, Il
Lindbrook Capital, LLC former
May 13, 2011 to Sep 4, 2025 · Los Angeles, Ca
Oppenheimer Asset Management BD affiliated
Apr 15, 2003 to Nov 12, 2007 · New York, Ny
Oppenheimer & Co. Inc. BD affiliated
Jan 3, 2003 to May 19, 2011 · Los Angeles, Ca
Cibc World Markets Corp. unclassified
Dec 15, 1997 to Jan 3, 2003 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Lindbrook Capital, LLC to Hightower Advisors, LLC
left Sep 4, 2025, registered Jul 2, 2025 (-64 days) · RIA to affiliated broker-dealer or bank · moved with a team
Oppenheimer & Co. Inc. to Oppenheimer Asset Management
left May 19, 2011, registered Apr 15, 2003 (-2956 days) · Other
Oppenheimer Asset Management to Lindbrook Capital, LLC
left Nov 12, 2007, registered May 13, 2011 (1278 days) · Other
Cibc World Markets Corp. to Oppenheimer & Co. Inc.
left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Signals

Benjamin Posen left Lindbrook Capital, Llc for Hightower Advisors, Llc (registered 2025-07-02)
Sep 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address