DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Vincent Caggiano

The Ameriflex GroupBD affiliatedNewington, Nh dual registrantIAPD 2320953

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as John V Caggiano

At current firm

0 y

since Jun 22, 2026

In the industry

33 y

since Apr 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

The Ameriflex Group BD affiliated current
since Jun 22, 2026 · Newington, Nh
Northeast Planning Associates, Inc. independent RIA
Jan 28, 2009 to Jun 30, 2026 · Portsmouth, Nh
LPL Financial LLC BD affiliated
Jan 20, 2009 to Jul 10, 2026 · Newington, Nh
The Wealth Management Group, LLC unclassified
Apr 2, 2008 to Apr 28, 2009 · Portsmouth, Nh
Commonwealth Financial Network national BD
Oct 24, 2003 to Jan 21, 2009 · Meredith, Nh

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Northeast Planning Associates, Inc.
left Jul 10, 2026, registered Jan 28, 2009 (-6372 days) · Other
Northeast Planning Associates, Inc. to The Ameriflex Group
left Jun 30, 2026, registered Jun 22, 2026 (-8 days) · RIA to affiliated broker-dealer or bank
The Wealth Management Group, LLC to LPL Financial LLC
left Apr 28, 2009, registered Jan 20, 2009 (-98 days) · Other
Commonwealth Financial Network to The Wealth Management Group, LLC
left Jan 21, 2009, registered Apr 2, 2008 (-294 days) · Other

Signals

John Vincent Caggiano left Lpl Financial Llc for Northeast Planning Associates, Inc. (registered 2009-01-28)
Jul 10, 2026 · Advisor changed firm · fact
John Vincent Caggiano left Northeast Planning Associates, Inc. for The Ameriflex Group (registered 2026-06-22)
Jun 30, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address