DFX Intelligence
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Feed of 09/14/2026
Also filed as D•••• H•••
At current firm
7 y
since Apr 1, 2019
In the industry
33 y
since Apr 21, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 1, 2019 · Aventura, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 14, 2010 to Apr 9, 2019 · Hallandale Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 30, 2010 · Aventura, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 14, 2005 to Jun 1, 2009 · North Miami Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseApr 28, 2000 to Jul 8, 2005 · Aventura, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 9, 2019, registered Apr 1, 2019 (-8 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 30, 2010, registered Sep 14, 2010 (-16 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Jul 8, 2005, registered Jun 14, 2005 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address