DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jerald Anthony Bennett
Feed of 09/14/2026
Also filed as Tony Bennett
At current firm
6 y
since Dec 15, 2019
In the industry
33 y
since Mar 19, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Dec 15, 2019 · Sellersburg, In
- Private Client Services, LLC BD affiliatedApr 7, 2015 to Nov 18, 2019 · Corydon, In
- Wells Fargo Advisors wirehouseFeb 8, 2010 to Apr 14, 2015 · Louisville, Ky
- UBS Financial Services Inc. wirehouseOct 18, 2006 to Sep 15, 2009 · Washington, Dc
- Morgan Stanley Dw Inc. unclassifiedSep 23, 1999 to Sep 1, 2006 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- Private Client Services, LLC to Silver Oak Securities, Inc.left Nov 18, 2019, registered Dec 15, 2019 (27 days) · RIA to affiliated broker-dealer or bank
- Wells Fargo Advisors to Private Client Services, LLCleft Apr 14, 2015, registered Apr 7, 2015 (-7 days) · Other
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Sep 15, 2009, registered Feb 8, 2010 (146 days) · Wirehouse to wirehouse
- Morgan Stanley Dw Inc. to UBS Financial Services Inc.left Sep 1, 2006, registered Oct 18, 2006 (47 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address