DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••• W• L•••

C•••••• W••• A•••••••state registeredWesley Chapel, FlIA-onlyIAPD 2326989

Feed of 09/14/2026

Also filed as D••• William L•••

At current firm

2 y

since Apr 15, 2024

In the industry

33 y

since Apr 12, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• W••• A••••••• state registered current
since Apr 15, 2024 · Wesley Chapel, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 14, 2011 to Nov 30, 2023 · Dacula, Ga
P•••••• W••••• C••••••• L•• unclassified
Feb 15, 2011 to May 23, 2011 · Alphareta, Ga
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 11, 2008 to Jul 7, 2009 · Roswell, Ga
T• A••••••••• I••• former
Jun 6, 2008 to Jul 7, 2009 · Alpharetta, Ga
S••••••• I••••••••• S•••••••• I••• former
Dec 19, 2006 to May 22, 2008 · Atlanta, Ga
W••••••••• W••••• M••••••••• L•• independent RIA
Jun 21, 2005 to Dec 6, 2006 · Atlanta, Ga
A••••••••• P••••••• I••••••••• A••••••• I•• unclassified
Mar 17, 2005 to Dec 7, 2006 · Atlanta, Ga
C•••••• S••••• • C••• I••• national BD
Mar 31, 2003 to Mar 31, 2005 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• W••• A•••••••
left Nov 30, 2023, registered Apr 15, 2024 (137 days) · Wirehouse to a state-registered adviser
P•••••• W••••• C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 23, 2011, registered Jun 14, 2011 (22 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to P•••••• W••••• C••••••• L••
left Jul 7, 2009, registered Feb 15, 2011 (588 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 7, 2009, registered Jun 11, 2008 (-391 days) · channel change inside one enterprise, not a move
S••••••• I••••••••• S•••••••• I••• to T• A••••••••• I•••
left May 22, 2008, registered Jun 6, 2008 (15 days) · Other
A••••••••• P••••••• I••••••••• A••••••• I•• to W••••••••• W••••• M••••••••• L••
left Dec 7, 2006, registered Jun 21, 2005 (-534 days) · Other
W••••••••• W••••• M••••••••• L•• to S••••••• I••••••••• S•••••••• I•••
left Dec 6, 2006, registered Dec 19, 2006 (13 days) · Other
C•••••• S••••• • C••• I••• to A••••••••• P••••••• I••••••••• A••••••• I••
left Mar 31, 2005, registered Mar 17, 2005 (-14 days) · Other

Signals

D••• W• L••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• W••• A••••••• (registered 2024-04-15)
Nov 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address