DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Leo Lowe
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as William Leo Lowe
At current firm
4 y
since Feb 3, 2022
In the industry
33 y
since Apr 29, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Capital Management, Inc. mixed wealth currentsince Feb 3, 2022 · Dayton, Oh
- Spc BD affiliatedDec 11, 2012 to Nov 3, 2021 · West Des Moines, Ia
- Directed Services LLC formerJul 29, 2009 to Jan 18, 2011 · West Chester, Pa
- Voya Financial Partners, LLC formerNov 14, 2005 to Mar 4, 2009 · Windsor, Ct
Moves
a registration end followed by a registration begin elsewhere
- Spc to Beacon Capital Management, Inc.left Nov 3, 2021, registered Feb 3, 2022 (92 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Directed Services LLC to Spcleft Jan 18, 2011, registered Dec 11, 2012 (693 days) · Other
- Voya Financial Partners, LLC to Directed Services LLCleft Mar 4, 2009, registered Jul 29, 2009 (147 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address