DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Michael Buwick
Feed of 09/14/2026
Also filed as Greg Buwick
At current firm
1 y
since Jan 20, 2025
In the industry
33 y
since Aug 2, 1993 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Buwick Group Wealth Management, LLC state registered currentsince Jan 20, 2025 · Norman, Ok
- Buwick Group Wealth Management, LLC state registeredApr 23, 2019 to May 2, 2019 · Norman, Ok
- Investment Counseling Services, Inc. unclassifiedAug 22, 2014 to May 2, 2019 · Norman, Ok
- LPL Financial LLC BD affiliatedJun 20, 2008 to Sep 11, 2014 · Norman, Ok
- Investment Advisor Solutions, L.L.C. unclassifiedJun 9, 2003 to Aug 8, 2008 · Norman, Ok
- Momentum Independent Network Inc. BD affiliatedJan 6, 2003 to Jun 12, 2008 · Norman, Ok
- Rushmore Investment Advisors Inc formerFeb 26, 2002 to Sep 13, 2006 · Norman, Ok
- Phillips Capital Advisors, Inc. formerDec 8, 1999 to Feb 27, 2003 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- Investment Counseling Services, Inc. to Buwick Group Wealth Management, LLCleft May 2, 2019, registered Apr 23, 2019 (-9 days) · Other
- LPL Financial LLC to Investment Counseling Services, Inc.left Sep 11, 2014, registered Aug 22, 2014 (-20 days) · Other
- Investment Advisor Solutions, L.L.C. to LPL Financial LLCleft Aug 8, 2008, registered Jun 20, 2008 (-49 days) · Other
- Momentum Independent Network Inc. to Investment Advisor Solutions, L.L.C.left Jun 12, 2008, registered Jun 9, 2003 (-1830 days) · Other
- Rushmore Investment Advisors Inc to Momentum Independent Network Inc.left Sep 13, 2006, registered Jan 6, 2003 (-1346 days) · Other
- Phillips Capital Advisors, Inc. to Rushmore Investment Advisors Incleft Feb 27, 2003, registered Feb 26, 2002 (-366 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address