R••••• J•••• N••••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 30, 2023 · Erie, Pa
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Jul 5, 2011 to Nov 3, 2023 · Erie, Pa
• C••••••••• F•••••••• N•••••• national BD
  Oct 14, 2005 to Jul 5, 2011 · Erie, Pa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 27, 2003 to Oct 14, 2005 · Erie, Pa

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Nov 3, 2023, registered Oct 30, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jul 5, 2011, registered Jul 5, 2011 (0 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
  left Oct 14, 2005, registered Oct 14, 2005 (0 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Nov 3, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address