DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Ventresco
Feed of 09/14/2026
Also filed as Mark Ventresco
At current firm
13 y
since Jun 14, 2013
In the industry
33 y
since Mar 26, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Jun 14, 2013 · Henderson, Nv
- Crowell, Weedon & Co. formerApr 5, 2007 to Jun 20, 2013 · El Segundo, Ca
- Wedbush Securities Inc. BD affiliatedJan 9, 2007 to Apr 5, 2007 · Los Angeles, Ca
- Charles Schwab & Co., Inc. national BDMay 20, 2003 to Aug 25, 2004 · Santa Barbara, Ca
- UBS Financial Services Inc. wirehouseNov 30, 2000 to Feb 14, 2003 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Crowell, Weedon & Co. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 20, 2013, registered Jun 14, 2013 (-6 days) · Other
- Wedbush Securities Inc. to Crowell, Weedon & Co.left Apr 5, 2007, registered Apr 5, 2007 (0 days) · Other
- Charles Schwab & Co., Inc. to Wedbush Securities Inc.left Aug 25, 2004, registered Jan 9, 2007 (867 days) · Other
- UBS Financial Services Inc. to Charles Schwab & Co., Inc.left Feb 14, 2003, registered May 20, 2003 (95 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address