DFX Intelligence
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Registered advisor
S•••••• R•••• S••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedHigh Point, Ncdual registrantIAPD 2333650
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as S••• S••••
At current firm
8 y
since Nov 9, 2017
In the industry
33 y
since Jun 9, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 9, 2017 · High Point, Nc
- L•• F•••••••• L•• BD affiliatedDec 15, 2011 to Nov 13, 2017 · High Point, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Dec 16, 2011 · Kernersville, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedNov 14, 2007 to Jan 2, 2009 · Reidsville, Nc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMay 31, 2002 to Nov 13, 2007 · Archdale, Nc
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 13, 2017, registered Nov 9, 2017 (-4 days) · Other · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Dec 16, 2011, registered Dec 15, 2011 (-1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- U•••• F•••••••• S••••••• G••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Nov 13, 2007, registered Nov 14, 2007 (1 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address