DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Adam Engelson
Feed of 09/14/2026
Also filed as Stephen Adam Engleson
At current firm
10 y
since Aug 17, 2016
In the industry
33 y
since Jun 11, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Truist Advisory Services, Inc. BD affiliated currentsince Aug 17, 2016 · Raleigh, Nc
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Oct 6, 2010 · Raleigh, Nc
- Ameriprise Advisor Services, Inc. unclassifiedJun 25, 2003 to Oct 5, 2009 · Raleigh, Nc
- Choreo, LLC independent RIAOct 17, 2002 to Jun 25, 2003 · Virginai Beach , Va
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Truist Advisory Services, Inc.left Oct 6, 2010, registered Aug 17, 2016 (2142 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- Choreo, LLC to Ameriprise Advisor Services, Inc.left Jun 25, 2003, registered Jun 25, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address