RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• G•••••••••
- A•••• C•••••• A•••••••• L•• independent RIA currentsince Oct 3, 2025 · Fairhope, Al
- F•••• F•••••••• E••••• C••••••••• formerFeb 28, 2017 to Apr 5, 2017 · Grand Haven, Mi
- N•••••••• B••••• B• L•• no RAUMOct 5, 2015 to Feb 10, 2017 · Naperville, Il
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerJun 12, 2007 to Oct 12, 2015 · Boston, Ma
- C••••••••• I••••••••• L•• mixed wealthDec 19, 2005 to Apr 13, 2007 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 16, 2002 to Dec 16, 2005 · Stamford, Ct
- F•••• F•••••••• E••••• C••••••••• to A•••• C•••••• A•••••••• L••left Apr 5, 2017, registered Oct 3, 2025 (3103 days) · Other
- N•••••••• B••••• B• L•• to F•••• F•••••••• E••••• C•••••••••left Feb 10, 2017, registered Feb 28, 2017 (18 days) · Other
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to N•••••••• B••••• B• L••left Oct 12, 2015, registered Oct 5, 2015 (-7 days) · Other · moved with a team
- C••••••••• I••••••••• L•• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••left Apr 13, 2007, registered Jun 12, 2007 (60 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••left Dec 16, 2005, registered Dec 19, 2005 (3 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address