DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Clearbridge Investments, LLC
Latest filing Aug 28, 2026
First filing on the tape Dec 15, 2011 · 59 filings
SEC status approved since Sep 30, 2005
RAUM
$185B
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
26%
$49B individuals and HNW
Advisors
42
registered through the firm on IAPD
RAUM per advisor
$4.4B
derived; firm RAUM over IAPD count
Employees
210
71 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
4
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$185B as of Aug 28, 2026
Jun 28, 2012$56B then
HNW client RAUM$1.3B as of Aug 28, 2026
Jun 28, 2018$4.3B then
State-registered IARs (5.B.3)14 as of Aug 28, 2026
Jun 28, 201331 then
Employees (5.A)210 as of Aug 28, 2026
Jun 28, 2013177 then
Private funds4 as of Aug 28, 2026
Jun 28, 20123 then
RAUM +2.2% over the last fiscal year+10% a year over threeIARs 14 to 14offices 6 to 8
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $4.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2,927derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $14.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 4.7derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $65.3M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$75B40%
- Individuals$47B26%
- Other investment advisers$43B23%
- Pooled investment vehicles$11B6.0%
- Pension and profit-sharing plans$2.6B1.4%
- Corporations and businesses$2.5B1.4%
- Charitable organizations$1.5B0.8%
- High-net-worth individuals$1.3B0.7%
- Insurance companies$445M0.2%
- Banks and thrifts$314M0.2%
- State and municipal entities$276M0.1%
- Individual clients
- 122,494reported
- HNW clients
- 452reported
- Pension plan clients
- 469reported
- Charitable clients
- 244reported
- Accounts
- 12,530reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $88B managedreported
- Custody of client assets
- $65.3M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.26 fund_share=0.69 institutional_share=0.03 related_bd=true related_bank=true bd_reps=68.0derived
Advisors registered through the firm
42 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sam Philip Marciano | New York, Ny | Dec 19, 2005 | 24 y | 1 |
| Salvatore Coppola | New York, Ny | Dec 19, 2005 | 25 y | 1 |
| Paolo Luca Giacomo Marini | New York, Ny | May 15, 2006 | 27 y | 1 |
| Kimberly Y Roy | New York, Ny | Mar 5, 2008 | 28 y | 0 |
| Zigmas Kaknevicius | New York, Ny | May 12, 2009 | 22 y | 2 |
| Jeffrey Wright Layn | New York, Ny | Jun 30, 2009 | 34 y | 2 |
| Matthew Patrick Doyle | Delray Beach, Fl | Dec 11, 2009 | 30 y | 5 |
| Shawn Matthew Schaefer | New York, Ny | Aug 24, 2010 | 21 y | 1 |
| Jeffrey Steven Hudak | New York, Ny | Feb 1, 2011 | 20 y | 1 |
| Mark William Conroy | New York, Ny | Apr 19, 2011 | 23 y | 2 |
| Heather Marie Lenseth | New York, Ny | Jun 7, 2011 | 18 y | 1 |
| Michael James Oconnell | New York, Ny | Aug 9, 2011 | 27 y | 1 |
| Vincent Franklin Laverty | New York, Ny | Jul 24, 2012 | 23 y | 2 |
| Joyce Mildred Bond | New York, Ny | Feb 27, 2013 | 31 y | 0 |
| Stephen Mcneil Casey | New York, Ny | May 6, 2014 | 20 y | 0 |
| Douglas Frederick Stella | New York, Ny | May 16, 2014 | 26 y | 1 |
| Courtney Bernice Lathrop | New York, Ny | Oct 14, 2015 | 19 y | 3 |
| Kathleen Murray AndersonCertified Financial Planner | New York, Ny | May 28, 2019 | 27 y | 1 |
| Benjamin Wood | New York, Ny | Jan 16, 2020 | 15 y | 1 |
| Eric Michael Brey | New York, Ny | Apr 7, 2021 | 18 y | 1 |
| Michael Stephen D'Angelos | New York, Ny | Apr 7, 2021 | 18 y | 2 |
| Timothy Edward Coffey | New York, Ny | Apr 15, 2021 | 31 y | 1 |
| George Neofytidis | Lynbrook, Ny | Apr 15, 2021 | 25 y | 0 |
| Bradley G Binsol | New York, Ny | Apr 15, 2021 | 23 y | 0 |
| Marshall Ian Gordon | New York, Ny | Apr 15, 2021 | 22 y | 1 |
| Eric Joshua Neisner | New York, Ny | Apr 15, 2021 | 20 y | 1 |
| Pegeen Fitzpatrick | New York, Ny | Apr 15, 2021 | 29 y | 0 |
| Julia Davis | New York, Ny | Apr 15, 2021 | 25 y | 0 |
| Bayley Seton Davis | New York, Ny | May 1, 2021 | 32 y | 3 |
| Christopher Potito | New York, Ny | May 9, 2021 | 23 y | 1 |
| Jeffrey Michael Schulze | New York, Ny | May 15, 2021 | 20 y | 1 |
| Diane Wiedinger Keady | New York, Ny | May 16, 2021 | 20 y | 1 |
| Rodney Raymond Allain | Nashville, Tn | Jun 3, 2021 | 29 y | 2 |
| Michael James Kollar | New York, Ny | Apr 25, 2022 | 16 y | 1 |
| Joseph D Ciombor | New York, Ny | Jan 23, 2023 | 16 y | 1 |
| Robert Brandon Smith | New York, Ny | Jan 24, 2023 | 25 y | 1 |
| Rebecca White Crockett | New York, Ny | Feb 7, 2023 | 26 y | 2 |
| James Mark Lavan | New York, Ny | Feb 7, 2023 | 24 y | 3 |
| Ann Bands Doyle | New York, Ny | Jan 17, 2024 | 27 y | 3 |
| Sandra Marie Palmer | New York, Ny | Jan 1, 2025 | 29 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Bobby Bahadar Singh Takhar to Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 3, 2024 · RIA to wirehouse
- Gregory T Marlowe to T. Rowe Price Associates, Inc.Jan 18, 2024 · Other
- Jamie A Zelem to O'Shaughnessy Asset Management, LLCOct 3, 2023 · RIA to RIA
- Michael James Kypreos to Sterling Capital Management LLCFeb 5, 2023 · Other
- Shelby Reeves to Pgim Investments LLCDec 12, 2022 · Other
- Ricardo Jose Ruiz to Blackrock Investment Management, LLCAug 16, 2022 · Other
- Paul Joseph Mckenna to T. Rowe Price Advisory Services, Inc.Jun 22, 2022 · RIA to RIA
- Jennifer Lea Grunberg to Allspring Funds Management, LLCJan 12, 2022 · Other
- Thomas Bloomer to Columbia Management Investment Advisers, LLCOct 6, 2021 · Other
- James Gerard Guidera to Maryland Capital Management, LLCOct 6, 2021 · RIA to RIA
- Victoria Verity to T. Rowe Price Associates, Inc.May 12, 2021 · Other
- Bradford Lee Rowbotham to Nuveen Asset Management, LLCOct 12, 2020 · RIA to RIA
- Jesse Lukas Perrault to Edward JonesOct 12, 2020 · RIA to affiliated broker-dealer or bank
- Brian Michael Kiska to Fisher InvestmentsOct 12, 2020 · RIA to RIA
- Justin Andrew Bard to Federated Securities Corp.Oct 12, 2020 · Other
Joined, latest
- Daniel Kenton Penrose from Bny Mellon Advisors, Inc.Aug 24, 2026 · Other
- Sandra Marie Palmer from Bofa Advisors, LLCJan 1, 2025 · Other
- Bobby Bahadar Singh Takhar from Citigroup Global Markets Inc.Sep 9, 2024 · Other
- Ann Bands Doyle from Financial Guard, LLCJan 17, 2024 · Other
- Rebecca White Crockett from Franklin Templeton Fund Adviser, LLCFeb 7, 2023 · Other
- James Mark Lavan from Managed Account Advisors LLCFeb 7, 2023 · Other
- Joseph D Ciombor from Morgan StanleyJan 23, 2023 · Wirehouse to independent RIA
- Michael James Kollar from Blackrock Investment Management, LLCApr 25, 2022 · Other
- Rodney Raymond Allain from Ast Investment Services, Inc.Jun 3, 2021 · Other
- Jeffrey Michael Schulze from Lord, Abbett & Co. LLCMay 15, 2021 · Other
- Christopher Potito from Equitable Advisors, LLCMay 9, 2021 · Affiliated broker-dealer or bank to independent RIA
- Bayley Seton Davis from Morgan StanleyMay 1, 2021 · Wirehouse to independent RIA
- Marshall Ian Gordon from Bear Stearns Asset Management Inc.Apr 15, 2021 · Other
- Eric Joshua Neisner from Franklin Templeton Fund Adviser, LLCApr 15, 2021 · Other
- Michael Stephen D'Angelos from Voya Investment Management Co. LLCApr 7, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Fisher InvestmentsOct 12, 2020 · New York, Ny
- 2 left for Nuveen Asset Management, LLCOct 7, 2020 · New York, Ny
- 2 left for Cheviot Value Management, LLCOct 7, 2020 · New York, Ny
- 2 left for Financial Guard, LLCApr 26, 2017 · New York, Ny
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cit - International Growth | Other Private Fund | $49.5M | 7 | Jun 26, 2019 |
| Clearbridge Group Trustno longer reported | Other Private Fund | $31.8M | 1 | Mar 29, 2012 |
| Clearbridge Cdip Feeder Fund, LP | Hedge Fund | $13.6M | 81 | Mar 29, 2012 |
| Clearbridge Select, LP | Hedge Fund | $4.4M | 3 | Mar 29, 2012 |
| Cit - Int'L Small Cap Opportunityno longer reported | Other Private Fund | $2.4M | 2 | Mar 29, 2012 |
| Clearbridge Global Healthcare Innovations, LP | Hedge Fund | $1.5M | 2 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Brblic Jasna Dolgov · General Counselcontrolsince 01/2023 · owns less than 5%
- Matthew Brian Eakes · Directorcontrolsince 01/2026 · owns less than 5%
- Keith Scott Glasser · Chief Investment Officercontrolsince 10/2012 · owns less than 5%
- Randolph John Haller · Chief Operating Officercontrolsince 08/2018 · owns less than 5%
- Morrow Jennifer Johnson · Directorcontrolsince 07/2020 · owns less than 5%
- R Brian Murphy · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- James Terrence Murphy · Presidentcontrolsince 03/2011 · owns less than 5%
- Matthew Nicholls · Directorcontrolsince 07/2020 · owns less than 5%
- Selene Seok Oh · Directorcontrolsince 04/2025 · owns less than 5%
- Andrew Jed Plafker · Directorcontrolsince 07/2020 · owns less than 5%
- Louise Gwen Shaneyfelt · Directorcontrolsince 07/2020 · owns less than 5%
- Lorraine Nicole Tarallo · Directorcontrolsince 04/2024 · owns less than 5%
Entity owners
- Legg Mason, Inc. · Sole Memberdirect · owns 75% or more
- Franklin Resources, Inc. · Sole Shareholder Of Legg Mason, Inc.indirect · owns 75% or more of Legg Mason, Inc. · public reporting company
Related persons
Schedule D 7.A
- Cba Cdip Feeder Fund Partners, LLCpooled vehicle sponsory
- Cbi Global Healthcare Innovations Partners, LLCpooled vehicle sponsory
- Clearbridge Investments (North America) Pty Limitedinvestment advisernRAUM $2.2B
- Clearbridge Investments Limitedinvestment advisern
- Fiduciary Trust Company Internationalcustodiann
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Distributors, LLCbroker-dealern
- Franklin Templeton Fund Adviser, LLCinvestment adviserbanknRAUM $167B
- Franklin Templeton Fund Management Limitedinvestment advisern
- Franklin Templeton International Services S.A R.L.broker-dealerinvestment adviserbankn
- Franklin Templeton Investment Management Limitedinvestment adviserbanknRAUM $41B
- Franklin Templeton Investments Corp.broker-dealerinvestment adviserbanknRAUM $13B
- Franklin Templeton Japan Co., Ltdinvestment adviserbankn
- Franklin Templeton Private Portfolio Group, LLCinvestment advisernRAUM $140B
- Lmp Select, LLCpooled vehicle sponsory
- Templeton Asset Management Ltd.broker-dealerinvestment adviserbanknRAUM $24B
- Western Asset Management Company Distribuidora De Titulos E Valoinvestment advisern
Advisers that list Clearbridge Investments, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 42 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sydney, Australia11 employees
- Baltimore, MD9 employees
- Calgary, Canada9 employees
- Fort Lauderdale, FL4 employees
- San Mateo, CA3 employees
- London, United Kingdom
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 28, 2026EAKES, BRIAN, MATTHEW (DIRECTOR) appeared on Schedule A between the filings of 2024-04-08 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 28, 2026OH, SEOK, SELENE (DIRECTOR) appeared on Schedule A between the filings of 2024-04-08 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 28, 2026PLAFKER, JED, ANDREW (DIRECTOR) left Schedule A between the filings of 2024-04-08 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 28, 2026TARALLO, NICOLE, LORRAINE (DIRECTOR) left Schedule A between the filings of 2024-04-08 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 28, 2026SHANEYFELT, GWEN, LOUISE (DIRECTOR) left Schedule A between the filings of 2024-04-08 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- account count collapseChange between filings · filing Jan 5, 2026accounts (Item 5.F.2.f) moved from 122,375.0 to 12,530.0 (-90.0%) between the annual amendments of 2025-04-22 and 2026-01-05; the peer median change was +7.0% (76 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $20B and over (76) · 0.0% percentile
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-08-28
What changed
consecutive filings, newest first
- Accounts · 122,375 to 12,530Apr 22, 2025 to Dec 18, 2025
- Advisory employees · 62 to 71Apr 22, 2025 to Dec 18, 2025
- BD registered reps · 74 to 68Apr 22, 2025 to Dec 18, 2025
- Charity clients · 255 to 244Apr 22, 2025 to Dec 18, 2025
- Corporate clients · 692 to 659Apr 22, 2025 to Dec 18, 2025
- HNW clients · 264 to 452Apr 22, 2025 to Dec 18, 2025
- Individual clients · 120,505 to 122,494Apr 22, 2025 to Dec 18, 2025
- Pension plan clients · 451 to 469Apr 22, 2025 to Dec 18, 2025
- Pooled vehicle clients · 51 to 47Apr 22, 2025 to Dec 18, 2025
- Assets in custody · $104M to $65.3MApr 22, 2025 to Dec 18, 2025
- Employees · 214 to 210Apr 22, 2025 to Dec 18, 2025
- Other offices · 6 to 8Apr 22, 2025 to Dec 18, 2025
- Discretionary RAUM · $141B to $142BApr 22, 2025 to Dec 18, 2025
- HNW RAUM · $850M to $1.3BApr 22, 2025 to Dec 18, 2025
- Individual RAUM · $46B to $47BApr 22, 2025 to Dec 18, 2025
- Non-discretionary RAUM · $40B to $43BApr 22, 2025 to Dec 18, 2025
- Pension RAUM · $2.6B to $2.6BApr 22, 2025 to Dec 18, 2025
- Pooled vehicle RAUM · $12B to $11BApr 22, 2025 to Dec 18, 2025
- RAUM · $181B to $185BApr 22, 2025 to Dec 18, 2025
- Wrap assets (manager) · $83B to $88BApr 22, 2025 to Dec 18, 2025
- Financial planning clients · unset to Dec 17, 2024 to Apr 22, 2025
- Accounts · 114,940 to 122,375Nov 18, 2024 to Dec 17, 2024
- Advisory employees · 79 to 62Nov 18, 2024 to Dec 17, 2024
- BD registered reps · 80 to 74Nov 18, 2024 to Dec 17, 2024
- Charity clients · 260 to 255Nov 18, 2024 to Dec 17, 2024
- Corporate clients · 691 to 692Nov 18, 2024 to Dec 17, 2024
- HNW clients · 1,442 to 264Nov 18, 2024 to Dec 17, 2024
- Individual clients · 111,923 to 120,505Nov 18, 2024 to Dec 17, 2024
- Pension plan clients · 434 to 451Nov 18, 2024 to Dec 17, 2024
- Pooled vehicle clients · 48 to 51Nov 18, 2024 to Dec 17, 2024
- Assets in custody · $96.6M to $104MNov 18, 2024 to Dec 17, 2024
- Employees · 216 to 214Nov 18, 2024 to Dec 17, 2024
- State-registered IARs · 16 to 14Nov 18, 2024 to Dec 17, 2024
- Discretionary RAUM · $117B to $141BNov 18, 2024 to Dec 17, 2024
- HNW RAUM · $4.0B to $850MNov 18, 2024 to Dec 17, 2024
- Individual RAUM · $34B to $46BNov 18, 2024 to Dec 17, 2024
- Non-discretionary RAUM · $31B to $40BNov 18, 2024 to Dec 17, 2024
- Pension RAUM · $1.9B to $2.6BNov 18, 2024 to Dec 17, 2024
- Pooled vehicle RAUM · $9.6B to $12BNov 18, 2024 to Dec 17, 2024
- RAUM · $148B to $181BNov 18, 2024 to Dec 17, 2024
Signals
30 dated events
- Bobby Bahadar Singh Takhar left Clearbridge Investments, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-02-27)Dec 3, 2024 · Advisor changed firm · fact
- Lorraine Nicole Tarallo (Director) appeared on Schedule A of Clearbridge Investments, LlcApr 8, 2024 · Control person joined · fact
- Karen Cynthia List (Chief Financial Officer) no longer on Schedule A of Clearbridge Investments, Llc (listed 2023-12-15, absent 2024-04-08)Apr 8, 2024 · Control person left · inference
- Gregory T Marlowe left Clearbridge Investments, Llc for T. Rowe Price Associates, Inc. (registered 2024-10-28)Jan 18, 2024 · Advisor changed firm · fact
- Jamie A Zelem left Clearbridge Investments, Llc for O'Shaughnessy Asset Management, Llc (registered 2023-10-04)Oct 3, 2023 · Advisor changed firm · fact
- Michael James Kypreos left Clearbridge Investments, Llc for Sterling Capital Management Llc (registered 2023-06-12)Feb 5, 2023 · Advisor changed firm · fact
- R Brian Murphy (Chief Compliance Officer) appeared on Schedule A of Clearbridge Investments, LlcJan 10, 2023 · Control person joined · fact
- Brblic Jasna Dolgov (General Counsel) appeared on Schedule A of Clearbridge Investments, LlcJan 10, 2023 · Control person joined · fact
- Brooke Barbara Manning (Chief Compliance Officer) no longer on Schedule A of Clearbridge Investments, Llc (listed 2022-12-09, absent 2023-01-10)Jan 10, 2023 · Control person left · inference
- Shelby Reeves left Clearbridge Investments, Llc for Pgim Investments Llc (registered 2022-12-16)Dec 12, 2022 · Advisor changed firm · fact
- Clearbridge Investments, Llc reported RAUM $138.3B, down 27% from $189.7B (2022-12-01 to 2022-12-09)Dec 9, 2022 · RAUM change · derived
- Ricardo Jose Ruiz left Clearbridge Investments, Llc for Blackrock Investment Management, Llc (registered 2022-09-29)Aug 16, 2022 · Advisor changed firm · fact
- Paul Joseph Mckenna left Clearbridge Investments, Llc for T. Rowe Price Advisory Services, Inc. (registered 2022-07-22)Jun 22, 2022 · Advisor changed firm · fact
- Jennifer Lea Grunberg left Clearbridge Investments, Llc for Allspring Funds Management, Llc (registered 2022-12-06)Jan 12, 2022 · Advisor changed firm · fact
- Clearbridge Investments, Llc reported RAUM $178.7B, up 48% from $120.5B (2020-08-13 to 2021-06-28)Jun 28, 2021 · RAUM change · derived
- David Harry Cohen (Co-Chief Investment Officer) no longer on Schedule A of Clearbridge Investments, Llc (listed 2020-08-13, absent 2021-06-28)Jun 28, 2021 · Control person left · inference
- Morrow Jennifer Johnson (Director) appeared on Schedule A of Clearbridge Investments, LlcAug 7, 2020 · Control person joined · fact
- Andrew Jed Plafker (Director) appeared on Schedule A of Clearbridge Investments, LlcAug 7, 2020 · Control person joined · fact
- Louise Gwen Shaneyfelt (Director) appeared on Schedule A of Clearbridge Investments, LlcAug 7, 2020 · Control person joined · fact
- Matthew Nicholls (Director) appeared on Schedule A of Clearbridge Investments, LlcAug 7, 2020 · Control person joined · fact
- Matthew Brian Eakes (Director) no longer on Schedule A of Clearbridge Investments, Llc (listed 2020-07-14, absent 2020-08-07)Aug 7, 2020 · Control person left · inference
- Elizabeth Jane Trust (Director) no longer on Schedule A of Clearbridge Investments, Llc (listed 2020-07-14, absent 2020-08-07)Aug 7, 2020 · Control person left · inference
- Andrea Laura Boydston (Director) no longer on Schedule A of Clearbridge Investments, Llc (listed 2020-07-14, absent 2020-08-07)Aug 7, 2020 · Control person left · inference
- Matthew Terence Johnson (Director) no longer on Schedule A of Clearbridge Investments, Llc (listed 2020-07-14, absent 2020-08-07)Aug 7, 2020 · Control person left · inference
- Duff John Kenney (Director) no longer on Schedule A of Clearbridge Investments, Llc (listed 2019-06-27, absent 2020-01-07)Jan 7, 2020 · Control person left · inference
- Justin John Eede (Director) no longer on Schedule A of Clearbridge Investments, Llc (listed 2019-06-27, absent 2020-01-07)Jan 7, 2020 · Control person left · inference
- Langton Frances Cashman (Director) no longer on Schedule A of Clearbridge Investments, Llc (listed 2019-06-27, absent 2020-01-07)Jan 7, 2020 · Control person left · inference
- Elizabeth Jane Trust (Director) appeared on Schedule A of Clearbridge Investments, LlcJan 7, 2020 · Control person joined · fact
- Andrea Laura Boydston (Director) appeared on Schedule A of Clearbridge Investments, LlcJan 7, 2020 · Control person joined · fact
- Matthew Terence Johnson (Director) appeared on Schedule A of Clearbridge Investments, LlcJan 7, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/clearbridge-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CLEARBRIDGE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-805-2000reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026