C•••••••• L•••• C•••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Nov 1, 2012 · Lexington, Mo
• U••• B•••••• I••••••••• I••• former
  Feb 2, 2006 to Nov 5, 2010 · Plattsburg, Mo
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Oct 27, 2003 to Oct 18, 2005 · Richmond, Mo
• L•••••• I••••••••• independent RIA
  Jul 30, 2001 to Oct 21, 2003 · Kansas City, Mo

• U••• B•••••• I••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Nov 5, 2010, registered Nov 1, 2012 (727 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to U••• B•••••• I••••••••• I•••
  left Oct 18, 2005, registered Feb 2, 2006 (107 days) · Other
• L•••••• I••••••••• to U•••• F•••••••• S••••••• G••••• I•••
  left Oct 21, 2003, registered Oct 27, 2003 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address