S•••••• J• M••••

• V•••• F•••••••• A•••••••• I••• BD affiliated current
  since Jun 27, 2023 · Chicago, Il
• P•••• S••••••••• L•• no RAUM
  Mar 1, 2021 to Jul 7, 2023 · Frankfort, Il
• F•••• T•••• S••••••••• I••• BD affiliated
  Nov 4, 2009 to Dec 3, 2010 · Matteson, Il
• C•••••••• G••••• M•••••• I••• BD affiliated
  May 29, 2007 to Dec 1, 2009 · Chicago, Il
• C••••••• I••••••••• S••••••• unclassified
  Aug 14, 2002 to May 29, 2007 · Chicago, Il

• P•••• S••••••••• L•• to V•••• F•••••••• A•••••••• I•••
  left Jul 7, 2023, registered Jun 27, 2023 (-10 days) · Affiliated broker-dealer or bank to another
• F•••• T•••• S••••••••• I••• to P•••• S••••••••• L••
  left Dec 3, 2010, registered Mar 1, 2021 (3741 days) · Other
• C•••••••• G••••• M•••••• I••• to F•••• T•••• S••••••••• I•••
  left Dec 1, 2009, registered Nov 4, 2009 (-27 days) · Other
• C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
  left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jul 7, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address