RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• M•••••• S•••••
- S••••• F•••••••• S••••••• state registered currentsince Feb 7, 2014 · Indianapolis, In
- C••••••• F•••••••• D••••••• I••• BD affiliatedFeb 25, 2005 to Apr 4, 2008 · Kokomo, In
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 15, 1999 to Nov 26, 2003 · Brownsburg, In
- C••••••• F•••••••• D••••••• I••• to S••••• F•••••••• S•••••••left Apr 4, 2008, registered Feb 7, 2014 (2135 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to C••••••• F•••••••• D••••••• I•••left Nov 26, 2003, registered Feb 25, 2005 (457 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address