RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R•• D••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jun 27, 2025 · Nashville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 24, 2019 to Jun 30, 2025 · Brentwood, Tn
- F•••• T•••• S••••••••• I••• BD affiliatedAug 6, 2014 to Jul 12, 2019 · Nashville, Tn
- H•• I••••••••• A••••••• independent RIAApr 20, 2012 to May 9, 2014 · Nashville, Tn
- M••••• K••••• • C••••••• L•• formerApr 9, 2009 to Mar 31, 2012 · Franklin, Tn
- S••••••• I••••••••• S•••••••• I••• formerApr 23, 2008 to Feb 26, 2009 · Brentwood, Tn
- R••••• W• B•••• • C•• I••••••••• mixed wealthJun 9, 2004 to Mar 20, 2008 · Nashville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••• W• B•••• • C•• I•••••••••left Jun 30, 2025, registered Jun 27, 2025 (-3 days) · Wirehouse to independent RIA
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 12, 2019, registered Jun 24, 2019 (-18 days) · Affiliated broker-dealer or bank to wirehouse
- H•• I••••••••• A••••••• to F•••• T•••• S••••••••• I•••left May 9, 2014, registered Aug 6, 2014 (89 days) · Other
- M••••• K••••• • C••••••• L•• to H•• I••••••••• A•••••••left Mar 31, 2012, registered Apr 20, 2012 (20 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••left Feb 26, 2009, registered Apr 9, 2009 (42 days) · Other
- R••••• W• B•••• • C•• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Mar 20, 2008, registered Apr 23, 2008 (34 days) · Other
- B•••• R•• D•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-06-27)Jun 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address