DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H•• I••••••••• A•••••••
Legal name H•• C•••••• M••••••••• L••
Latest filing Jun 11, 2026
First filing on the tape Mar 27, 2012 · 55 filings
SEC status approved since Oct 8, 2013
RAUM
$282M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$246M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$47.0M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$282M as of Jun 11, 2026
Mar 27, 2012$66.0M then
HNW client RAUM$186M as of Jun 11, 2026
Mar 20, 2018$87.9M then
State-registered IARs (5.B.3)6 as of Jun 11, 2026
Mar 27, 20120 then
Employees (5.A)8 as of Jun 11, 2026
Jan 27, 20147 then
Private funds2 as of Mar 23, 2022
Apr 29, 20161 then
RAUM +0.0% over the last fiscal year+3.5% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $47.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $749,820derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $196,295, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$186M66%
- Individuals$59.4M21%
- Charitable organizations$34.0M12%
- Corporations and businesses$2.1M0.8%
- Other investment advisers$820.0%
- Individual clients
- 90reported
- HNW clients
- 63reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 376reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $196,295 for 3 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• M• R•••••••Chartered Financial Analyst | Nashville, Tn | Apr 7, 2009 | 19 y | 1 |
| D••• M•••• B••••••••• | Nashville, Tn | Apr 7, 2009 | 19 y | 1 |
| G••••• B•••••• S••••••Chartered Financial Analyst | Nashville, Tn | Apr 28, 2009 | 17 y | 0 |
| P••••• P•••••• T••••• | Nashville, Tn | Aug 19, 2013 | 43 y | 2 |
| P••••• H• W••••Certified Financial Planner | Nashville, Tn | Feb 4, 2016 | 21 y | 1 |
| B•••• F•••••••Chartered Financial Analyst | Nashville, Tn | Apr 24, 2018 | 38 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••• R•• D•••••• to F•••• T•••• S••••••••• I•••May 9, 2014 · Other
Joined, latest
- P••••• H• W•••• from U•••• F•••••••• S••••••• G••••• I•••Feb 4, 2016 · Other
- P••••• P•••••• T••••• from H•••••• I••••••••• M••••••••• I•••Aug 19, 2013 · Other
- B•••• R•• D•••••• from M••••• K••••• • C••••••• L••Apr 20, 2012 · Other
- D••• M•••• B••••••••• from S••••••• I••••••••• S•••••••• I•••Apr 7, 2009 · Other
- A••••• M• R••••••• from S••••••• I••••••••• S•••••••• I•••Apr 7, 2009 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• 5•• I••••• F•••• L•no longer reported | Hedge Fund | $12.8M | 20 | Dec 22, 2015 |
| T•• 5•• G••••• F•••• L•no longer reported | Hedge Fund | $9.3M | 13 | Dec 8, 2017 |
| T•• 5•• P•••••• A•••••••• F•••• L•no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• D•••• M•••• · Member; Chief Compliance Officercontrolsince 03/2009 · owns 25% to 50%
- R•••••••• A•••••• M• · Membercontrolsince 03/2009 · owns 25% to 50%
- S••••••• G•••••• B•••••• · Membercontrolsince 03/2009 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 365 to 376Mar 22, 2024 to Feb 7, 2025
- Corporate clients · 0 to 2Mar 22, 2024 to Feb 7, 2025
- HNW clients · 58 to 63Mar 22, 2024 to Feb 7, 2025
- Individual clients · 91 to 90Mar 22, 2024 to Feb 7, 2025
- Assets in custody · $76,000 to $196,295Mar 22, 2024 to Feb 7, 2025
- Financial planning clients · 51-100 to 26-50Mar 22, 2024 to Feb 7, 2025
- Discretionary RAUM · $229M to $282MMar 22, 2024 to Feb 7, 2025
- HNW RAUM · $146M to $186MMar 22, 2024 to Feb 7, 2025
- Individual RAUM · $52.2M to $59.4MMar 22, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $1.4M to $9,194Mar 22, 2024 to Feb 7, 2025
- RAUM · $230M to $282MMar 22, 2024 to Feb 7, 2025
- Accounts · 400 to 365Mar 15, 2023 to Mar 22, 2024
- Charity clients · 7 to 6Mar 15, 2023 to Mar 22, 2024
- Corporate clients · 1 to 0Mar 15, 2023 to Mar 22, 2024
- HNW clients · 55 to 58Mar 15, 2023 to Mar 22, 2024
- Individual clients · 92 to 91Mar 15, 2023 to Mar 22, 2024
- Assets in custody · $75,100 to $76,000Mar 15, 2023 to Mar 22, 2024
- Financial planning clients · 101-250 to 51-100Mar 15, 2023 to Mar 22, 2024
- Discretionary RAUM · $210M to $229MMar 15, 2023 to Mar 22, 2024
- HNW RAUM · $191M to $146MMar 15, 2023 to Mar 22, 2024
- Individual RAUM · $39.3M to $52.2MMar 15, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $43.6M to $1.4MMar 15, 2023 to Mar 22, 2024
- RAUM · $254M to $230MMar 15, 2023 to Mar 22, 2024
- Accounts · 347 to 400Oct 20, 2022 to Mar 15, 2023
- Advisory activities · 5 to 3Oct 20, 2022 to Mar 15, 2023
- Charity clients · 5 to 7Oct 20, 2022 to Mar 15, 2023
- HNW clients · 47 to 55Oct 20, 2022 to Mar 15, 2023
- Individual clients · 80 to 92Oct 20, 2022 to Mar 15, 2023
- Assets in custody · $355,690 to $75,100Oct 20, 2022 to Mar 15, 2023
- Financial planning clients · 51-100 to 101-250Oct 20, 2022 to Mar 15, 2023
- Private funds · 2 to unsetOct 20, 2022 to Mar 15, 2023
- Discretionary RAUM · $260M to $210MOct 20, 2022 to Mar 15, 2023
- HNW RAUM · $186M to $191MOct 20, 2022 to Mar 15, 2023
- Individual RAUM · $58.4M to $39.3MOct 20, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $15.0M to $43.6MOct 20, 2022 to Mar 15, 2023
- RAUM · $275M to $254MOct 20, 2022 to Mar 15, 2023
- Accounts · 327 to 347Dec 1, 2021 to Mar 23, 2022
- Charity clients · 6 to 5Dec 1, 2021 to Mar 23, 2022
- HNW clients · 49 to 47Dec 1, 2021 to Mar 23, 2022
- Individual clients · 74 to 80Dec 1, 2021 to Mar 23, 2022
Signals
1 dated events
- H•• I••••••••• A••••••• filed its initial SEC registration (Form ADV)Sep 9, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•• I••••••••• A••••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- c•••••••••@h••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 615-829-7200reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 615-829-7201reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.h••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-829-7200reportedpublic record, Form ADV, Jun 11, 2026
- Contact form
- h••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026