RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• E••••• H••••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 27, 2026 · Wexford, Pa
- U••• F•••••••• P••••••• S••••••• formerFeb 6, 2014 to Apr 6, 2015 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerFeb 19, 2009 to Mar 23, 2012 · San Antonio, Tx
- C•••••• S••••• • C••• I••• national BDMar 20, 2006 to Jan 29, 2009 · Canonsburg, Pa
- C••••••• S••••••••• I••• BD affiliatedMay 2, 2003 to Mar 16, 2006 · Havertown, Pa
- U••• F•••••••• P••••••• S••••••• to L•• F•••••••• L••left Apr 6, 2015, registered Feb 27, 2026 (3980 days) · Other
- C•••••• S••••• • C••• I••• to U••• F•••••••• P••••••• S•••••••left Jan 29, 2009, registered Feb 19, 2009 (21 days) · Affiliated broker-dealer or bank to a newly registered adviser
- C••••••• S••••••••• I••• to C•••••• S••••• • C••• I•••left Mar 16, 2006, registered Mar 20, 2006 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address