RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• A••• S•••••
- F••••••• W••••• A•••••••• L•• independent RIA currentsince Feb 17, 2023 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedJul 19, 2018 to Jan 19, 2023 · Elmhurst, Il
- W••••••• F•••••••• S•••••••• I••• formerFeb 7, 2007 to Jul 23, 2018 · Oakbrook Terrace, Il
- L•• F•••••••• L•• to F••••••• W••••• A•••••••• L••left Jan 19, 2023, registered Feb 17, 2023 (29 days) · RIA to RIA · moved with a team
- W••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Jul 23, 2018, registered Jul 19, 2018 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S••••• A••• S••••• left L•• F•••••••• L•• for F••••••• W••••• A•••••••• L•• (registered 2023-02-17)Jan 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address