RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D•••• W•••••
- T••••••• C•••••• A•••••••• L••••• asset manager currentsince Dec 8, 2025 · Overland Park, Ks
- V••• I••••••••• M••••••••• C•• L•• asset managerAug 5, 2008 to Jan 25, 2011 · New York, Ny
- E•••••••• A•••••••• L•• national BDMay 6, 2008 to Jul 25, 2008 · New York, Ny
- V••• I••••••••• M••••••••• C•• L•• asset managerJul 7, 2004 to Jun 30, 2005 · Las Vegas, Nv
- F••••• S••• C•••••• M••••••••• L•• unclassifiedFeb 6, 2002 to Jul 8, 2004 · Las Vegas, Nv
- V••• I••••••••• M••••••••• C•• L•• to T••••••• C•••••• A•••••••• L•••••left Jan 25, 2011, registered Dec 8, 2025 (5431 days) · Other
- E•••••••• A•••••••• L•• to V••• I••••••••• M••••••••• C•• L••left Jul 25, 2008, registered Aug 5, 2008 (11 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to E•••••••• A•••••••• L••left Jun 30, 2005, registered May 6, 2008 (1041 days) · Other
- F••••• S••• C•••••• M••••••••• L•• to V••• I••••••••• M••••••••• C•• L••left Jul 8, 2004, registered Jul 7, 2004 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address