DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derek Joseph Pawlak
Feed of 09/14/2026
Also filed as Derek Joseph Pawlak
At current firm
3 y
since Sep 21, 2022
In the industry
30 y
since Apr 26, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oarsman Capital, Inc independent RIA currentsince Sep 21, 2022 · Milwaukee, Wi
- Geneva Capital Management LLC otherSep 11, 2007 to Aug 2, 2022 · Milwaukee, Wi
- Ziegler Capital Management, LLC formerMay 31, 2005 to Apr 10, 2007 · Milwaukee, Wi
- B. C. Ziegler And Company formerNov 8, 2002 to Nov 8, 2002 · Milwaukee, Wi
- Heartland Advisors, Inc. asset managerJan 10, 2002 to Dec 2, 2002 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- Geneva Capital Management LLC to Oarsman Capital, Incleft Aug 2, 2022, registered Sep 21, 2022 (50 days) · RIA to RIA
- Ziegler Capital Management, LLC to Geneva Capital Management LLCleft Apr 10, 2007, registered Sep 11, 2007 (154 days) · Other
- Heartland Advisors, Inc. to B. C. Ziegler And Companyleft Dec 2, 2002, registered Nov 8, 2002 (-24 days) · Other
- B. C. Ziegler And Company to Ziegler Capital Management, LLCleft Nov 8, 2002, registered May 31, 2005 (935 days) · Other
Signals
- Derek Joseph Pawlak left Geneva Capital Management Llc for Oarsman Capital, Inc (registered 2022-09-21)Aug 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address