RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••••• W•••••
- G•• S••••••••• I••• BD affiliated currentsince Aug 19, 2019 · Palm Beach Gardens, Fl
- A••••••• A••••••• S••••••• formerMay 30, 2019 to Sep 13, 2019 · West Melbourne, Fl
- S•••••••• F••••••••• I••• formerJan 24, 2011 to Oct 1, 2013 · Melbourne, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 27, 2007 to Jan 21, 2009 · Orlando, Fl
- A••••••• A••••••• S••••••• to G•• S••••••••• I•••left Sep 13, 2019, registered Aug 19, 2019 (-25 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to A••••••• A••••••• S•••••••left Oct 1, 2013, registered May 30, 2019 (2067 days) · Other
- C•••••••• G••••• M•••••• I••• to S•••••••• F••••••••• I•••left Jan 21, 2009, registered Jan 24, 2011 (733 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address