RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• S••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 28, 2021 · Saint Johns, Fl
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to Feb 8, 2021 · Fort Worth, Tx
- F•••• C•••••• B••• unclassifiedApr 27, 2004 to Sep 14, 2005 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerFeb 9, 2000 to Dec 15, 2015 · Orange Park, Fl
- F•••• C•••••• A••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 8, 2021, registered Apr 28, 2021 (79 days) · Affiliated broker-dealer or bank to another
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• B•••left Dec 15, 2015, registered Apr 27, 2004 (-4249 days) · Other
- F•••• C•••••• B••• to F•••• C•••••• A••••••• S•••••••left Sep 14, 2005, registered Dec 15, 2015 (3744 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address