T••• A•••• M•••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 14, 2018 · Lynchburg, Va
• I••••• F•••••••• C••••••••• former
  Jun 22, 2011 to Feb 14, 2018 · Williamston, Mi
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Apr 7, 2010 to Jun 14, 2011 · Lynchburg, Va

• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to I••••• F•••••••• C•••••••••
  left Jun 14, 2011, registered Jun 22, 2011 (8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address