RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••• S•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 18, 2025 · Southampton, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 23, 2023 to Aug 20, 2025 · Princeton, Nj
- D•••••• T••••••• L•• unclassifiedSep 4, 2020 to Mar 2, 2023 · Robbinville, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 20, 2025, registered Dec 18, 2025 (120 days) · Wirehouse to wirehouse
- D•••••• T••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 2, 2023, registered Mar 23, 2023 (21 days) · Other
- J••• F•••• S••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2025-12-18)Aug 20, 2025 · Advisor changed firm · fact
- J••• F•••• S••••••••• left D•••••• T••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-03-23)Mar 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address