RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• D•••• A••••
- K••••• A•••••••• I••• BD affiliated currentsince Jul 17, 2015 · Ft. Lauderdale, Fl
- L••• K••• • C•••••• formerJul 26, 2012 to Jul 27, 2015 · Troy, Mi
- L•••••• A•• C•••••• formerDec 22, 2010 to Jul 19, 2012 · Troy, Mi
- L••• K••• • C•••••• to K••••• A•••••••• I•••left Jul 27, 2015, registered Jul 17, 2015 (-10 days) · Other
- L•••••• A•• C•••••• to L••• K••• • C••••••left Jul 19, 2012, registered Jul 26, 2012 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address