DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Otis Wolf

Truist Advisory Services, Inc.BD affiliatedBelleair Bluffs, Fldual registrantIAPD 2355901

Feed of 09/14/2026

Also filed as Daniel O Wolf

At current firm

10 y

since Aug 17, 2016

In the industry

33 y

since Sep 2, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Truist Advisory Services, Inc. BD affiliated current
since Aug 17, 2016 · Belleair Bluffs, Fl
Fifth Third Securities, Inc. BD affiliated
Jan 2, 2013 to Dec 16, 2014 · Treasure Island, Fl
UBS Financial Services Inc. wirehouse
Feb 2, 2011 to Dec 21, 2012 · Tampa, Fl
A. G. Edwards & Sons, Inc. unclassified
Jul 20, 1999 to Apr 7, 2005 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Fifth Third Securities, Inc. to Truist Advisory Services, Inc.
left Dec 16, 2014, registered Aug 17, 2016 (610 days) · Other
UBS Financial Services Inc. to Fifth Third Securities, Inc.
left Dec 21, 2012, registered Jan 2, 2013 (12 days) · Other
A. G. Edwards & Sons, Inc. to UBS Financial Services Inc.
left Apr 7, 2005, registered Feb 2, 2011 (2127 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address