DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Mick Edwards
At current firm
12 y
since Mar 20, 2014
In the industry
33 y
since May 25, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Mar 20, 2014 · Doylestown, Pa
- Cetera Investment Advisers LLC BD affiliatedJun 29, 2023 to Jan 10, 2024 · Doylestown, Pa
- Cetera Advisor Networks LLC formerJul 21, 2017 to Jun 29, 2023 · Doylestown, Pa
- Private Advisor Group, LLC BD affiliatedDec 14, 2012 to Mar 21, 2014 · Doylestown, Pa
- LPL Financial LLC BD affiliatedJan 6, 2006 to Oct 29, 2015 · Doylestown, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 23, 2004 to Jan 10, 2006 · Doylestown, Pa
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to no registered destinationleft Jan 10, 2024 · Departure, no registered destination
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Private Advisor Group, LLCleft Oct 29, 2015, registered Dec 14, 2012 (-1049 days) · Other
- Private Advisor Group, LLC to Cwm, LLCleft Mar 21, 2014, registered Mar 20, 2014 (-1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Jan 10, 2006, registered Jan 6, 2006 (-4 days) · Other
Signals
- Michael Gary Edwards no longer registered at Cetera Investment Advisers Llc; no later IA registration on IAPDJan 10, 2024 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address