DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Christopher Nolen
Feed of 09/14/2026
At current firm
0 y
since Sep 19, 2025
In the industry
26 y
since Aug 24, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Foundations Investment Advisors LLC independent RIA currentsince Sep 19, 2025 · St. Louis, Mo
- Prosperity Capital Advisors independent RIAFeb 18, 2021 to Oct 1, 2025 · St. Louis, Mo
- Td Ameritrade, Inc. formerMar 5, 2009 to Nov 3, 2009 · Chesterfield, Mo
- Td Ameritrade Investment Management, LLC formerMar 5, 2009 to Nov 3, 2009 · Chesterfield, Mo
- Walnut Street Securities, Inc. formerJul 12, 2005 to Mar 26, 2007 · St. Louis, Mo
- Linn & Associates Inc unclassifiedDec 3, 2003 to Jan 26, 2005 · St. Petersburg, Fl
- Nfp Advisor Services, LLC formerSep 19, 2003 to Mar 11, 2005 · St. Petersburg, Fl
- Walnut Street Advisers Inc unclassifiedAug 24, 2000 to Oct 28, 2003 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Prosperity Capital Advisors to Foundations Investment Advisors LLCleft Oct 1, 2025, registered Sep 19, 2025 (-12 days) · RIA to RIA · moved with a team
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Nov 3, 2009, registered Mar 5, 2009 (-243 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Prosperity Capital Advisorsleft Nov 3, 2009, registered Feb 18, 2021 (4125 days) · Other
- Walnut Street Securities, Inc. to Td Ameritrade, Inc.left Mar 26, 2007, registered Mar 5, 2009 (710 days) · Other
- Nfp Advisor Services, LLC to Linn & Associates Incleft Mar 11, 2005, registered Dec 3, 2003 (-464 days) · Other
- Linn & Associates Inc to Walnut Street Securities, Inc.left Jan 26, 2005, registered Jul 12, 2005 (167 days) · Other
- Walnut Street Advisers Inc to Nfp Advisor Services, LLCleft Oct 28, 2003, registered Sep 19, 2003 (-39 days) · Other
Signals
- Scott Christopher Nolen left Prosperity Capital Advisors for Foundations Investment Advisors Llc (registered 2025-09-19)Oct 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address