DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mitchell Scott Kahn
Feed of 09/14/2026
At current firm
5 y
since Mar 31, 2021
In the industry
33 y
since Jun 25, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Mar 31, 2021 · Tarrytown, Ny
- First Allied Advisory Services, Inc. formerDec 13, 2019 to Nov 12, 2020 · Tarrytown, Ny
- LPL Financial LLC BD affiliatedJun 7, 2011 to Dec 18, 2019 · Boca Raton, Fl
- Oppenheimer & Co. Inc. BD affiliatedApr 9, 2008 to Jun 24, 2009 · Saddle Brook, Nj
- Wells Fargo Advisors wirehouseJan 1, 2008 to Apr 1, 2008 · Oradell, Nj
- A. G. Edwards & Sons, Inc. unclassifiedOct 15, 2003 to Jan 1, 2008 · Oradell, Nj
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Mar 31, 2021 (139 days) · corporate re-registration, not a move
- LPL Financial LLC to First Allied Advisory Services, Inc.left Dec 18, 2019, registered Dec 13, 2019 (-5 days) · Affiliated broker-dealer or bank to another
- Oppenheimer & Co. Inc. to LPL Financial LLCleft Jun 24, 2009, registered Jun 7, 2011 (713 days) · Other
- Wells Fargo Advisors to Oppenheimer & Co. Inc.left Apr 1, 2008, registered Apr 9, 2008 (8 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address