RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•• M•••••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Mar 30, 2026 · Minneapolis, Mn
- W•• A•••••••• L• formerSep 8, 2008 to Apr 4, 2012 · Dallas, Tx
- O•••• F•• I••• formerMay 8, 2007 to Sep 10, 2008 · Addison, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 25, 2006 to Jun 22, 2006 · Dallas, Tx
- W•• A•••••••• L• to T••••••• I••••••••• M••••••••• I•••left Apr 4, 2012, registered Mar 30, 2026 (5108 days) · Other
- O•••• F•• I••• to W•• A•••••••• L•left Sep 10, 2008, registered Sep 8, 2008 (-2 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••left Jun 22, 2006, registered May 8, 2007 (320 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address