RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• A••• N•••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Sep 1, 2026 · Milwaukee, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 22, 2015 to Mar 24, 2025 · W Des Moines, Ia
- W•••• F•••• A••••••• wirehouseFeb 10, 2009 to Nov 23, 2015 · West Des Moines, Ia
- 1••• C•••••• M••••••••• C•••••• unclassifiedFeb 4, 2003 to Feb 8, 2008 · West Des Moines, Ia
- P•••• S•••••• • C•• institutionalOct 24, 2001 to Nov 25, 2002 · W Des Moines, Ia
- W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••left Nov 23, 2015, registered Dec 22, 2015 (29 days) · Other
- 1••• C•••••• M••••••••• C•••••• to W•••• F•••• A•••••••left Feb 8, 2008, registered Feb 10, 2009 (368 days) · Other
- P•••• S•••••• • C•• to 1••• C•••••• M••••••••• C••••••left Nov 25, 2002, registered Feb 4, 2003 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address