DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• D•••••• R••••••

R••••• W• B•••• • C•• I•••••••••mixed wealthAlexandria, Va dual registrantIAPD 2362561

Feed of 09/15/2026

Also filed as Jr R••••••

At current firm

2 y

since Sep 5, 2024

In the industry

30 y

since Apr 25, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Sep 5, 2024 · Fairfax, Va
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Oct 3, 2024 · Alexandria, Va
E•••••• F•••••••• S•••••••• L•• former
Nov 10, 2006 to Nov 1, 2018 · Fairfax, Va
C•••• C•••• F•••••••• S••••••• unclassified
Mar 15, 2005 to Oct 6, 2006 · Bethesda, Md
S••••••• I••••••••• S•••••••• I••• former
Jul 15, 2004 to Feb 9, 2005 · Vienna, Va
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 20, 2001 to Jul 14, 2004 · Alexandria, Va

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to R••••• W• B•••• • C•• I•••••••••
left Oct 3, 2024, registered Sep 5, 2024 (-28 days) · RIA to RIA
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
C•••• C•••• F•••••••• S••••••• to E•••••• F•••••••• S•••••••• L••
left Oct 6, 2006, registered Nov 10, 2006 (35 days) · Other
S••••••• I••••••••• S•••••••• I••• to C•••• C•••• F•••••••• S•••••••
left Feb 9, 2005, registered Mar 15, 2005 (34 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Jul 14, 2004, registered Jul 15, 2004 (1 days) · Other

Signals

D•••••• D•••••• R•••••• added a FL registration at R••••• W• B•••• • C•• I•••••••••
Sep 14, 2026 · New state registration · fact
D•••••• D•••••• R•••••• left E•••••• F•••••••• E•••••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-09-05)
Oct 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address