RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M••• A••••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince May 3, 2021 · Berwyn, Pa
- U••• F•••••••• A••••••• formerJul 13, 2015 to Aug 10, 2021 · Newport, Ri
- C••••••• S••••••••• I••• BD affiliatedFeb 22, 2010 to Jul 9, 2015 · Middletown, Ri
- I••••••••• P••••••••• I••• formerApr 6, 2009 to Mar 8, 2010 · San Antonio, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 8, 2008 to Mar 31, 2009 · New Bedford, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDJan 3, 1994 to Jan 25, 2005 · Cocoa Beach, Fl
- U••• F•••••••• A••••••• to G•••• V••••• A•••••• G••••• L••left Aug 10, 2021, registered May 3, 2021 (-99 days) · RIA to RIA
- C••••••• S••••••••• I••• to U••• F•••••••• A•••••••left Jul 9, 2015, registered Jul 13, 2015 (4 days) · Other
- I••••••••• P••••••••• I••• to C••••••• S••••••••• I•••left Mar 8, 2010, registered Feb 22, 2010 (-14 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to I••••••••• P••••••••• I•••left Mar 31, 2009, registered Apr 6, 2009 (6 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jan 25, 2005, registered Jul 8, 2008 (1260 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address