RIA Intelligence

Professional profile

linkedin.com/in/scott-c-wardrop-10b8315reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• S•• W••••• M••••••••• L•• state registered current
  since Mar 7, 2022 · Carolina Beach, Nc
• W•••• F•••• A••••••• wirehouse
  Apr 15, 2016 to Jul 24, 2019 · Chicago, Il
• U•• F•••••••• S••••••• I••• wirehouse
  Feb 6, 2009 to Apr 26, 2016 · Barrington, Il
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 12, 1998 to Feb 6, 2009 · Barrington, Il

• W•••• F•••• A••••••• to S•• W••••• M••••••••• L••
  left Jul 24, 2019, registered Mar 7, 2022 (957 days) · Wirehouse to a state-registered adviser
• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Apr 26, 2016, registered Apr 15, 2016 (-11 days) · Wirehouse to wirehouse
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
  left Feb 6, 2009, registered Feb 6, 2009 (0 days) · Wirehouse to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address