S•••••• M••••• H•••••

L•• F•••••••• L••BD affiliatedFranklin, Tn dual registrantIAPD 236334

Feed of 09/15/2026

Also filed as S•••• H•••••

At current firm

2 y

since Nov 13, 2023

In the industry

46 y

since Nov 6, 1979 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 13, 2023 · Franklin, Tn
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 30, 2016 to Nov 15, 2023 · Little Rock, Ar
S••••••••• A•••••• A•••••••• I••• former
Mar 31, 2010 to Jun 7, 2016 · Little Rock, Ar

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left Nov 15, 2023, registered Nov 13, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••••• A•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 7, 2016, registered Jun 30, 2016 (23 days) · Other

Signals

••• Locked
Nov 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 46derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address