RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• K•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 8, 2026 · Fort Lauderdale, Fl
- V••••••••• A••••••• S••••••• BD affiliatedAug 30, 2019 to Oct 16, 2019 · Woodbury, Ny
- L•• F•••••••• L•• BD affiliatedAug 1, 2008 to Sep 5, 2019 · Murrieta, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 5, 2001 to Aug 14, 2008 · Temecula, Ca
- V••••••••• A••••••• S••••••• to E•••••• A••••••• G••••• L••left Oct 16, 2019, registered Apr 8, 2026 (2366 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to V••••••••• A••••••• S•••••••left Sep 5, 2019, registered Aug 30, 2019 (-6 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Aug 14, 2008, registered Aug 1, 2008 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address