DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Tyler Simon
Feed of 09/14/2026
Also filed as Christopher T Simon
At current firm
1 y
since Dec 3, 2024
In the industry
33 y
since Aug 5, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Regal Investment Advisors LLC BD affiliated currentsince Dec 3, 2024 · Mt. Joy, Pa
- Osaic Wealth, Inc. BD affiliatedJan 19, 2024 to Dec 6, 2024 · Mount Joy, Pa
- Woodbury Financial Services, Inc. formerMar 1, 2019 to Jan 19, 2024 · Mount Joy, Pa
- Questar Asset Management, Inc. formerFeb 1, 2013 to Mar 1, 2019 · Minneapolis, Mn
- Walnut Street Securities, Inc. formerJul 26, 2007 to Feb 7, 2013 · Manheim, Pa
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Regal Investment Advisors LLCleft Dec 6, 2024, registered Dec 3, 2024 (-3 days) · Affiliated broker-dealer or bank to another
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Questar Asset Management, Inc. to Woodbury Financial Services, Inc.left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- Walnut Street Securities, Inc. to Questar Asset Management, Inc.left Feb 7, 2013, registered Feb 1, 2013 (-6 days) · Other
Signals
- Christopher Tyler Simon left Osaic Wealth, Inc. for Regal Investment Advisors Llc (registered 2024-12-03)Dec 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address