RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L••• I••• i••••••••• wealth currentsince Nov 25, 2024 · Friendswood, Tx
- N••• F•••••••• G••••• I••• formerAug 30, 2002 to Nov 26, 2024 · Friendswood, Tx
- A••••••• P•••••••• I••• unclassifiedJun 28, 2001 to Dec 31, 2002 · Bedford, Tx
- I••••••••• A••••••• G•••• C••• formerJul 20, 2000 to Jan 28, 2003 · Bedford, Tx
- N••• F•••••••• G••••• I••• to L••• I•••left Nov 26, 2024, registered Nov 25, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- I••••••••• A••••••• G•••• C••• to A••••••• P•••••••• I•••left Jan 28, 2003, registered Jun 28, 2001 (-579 days) · Other
- A••••••• P•••••••• I••• to N••• F•••••••• G••••• I•••left Dec 31, 2002, registered Aug 30, 2002 (-123 days) · Other
- T•••••• L••••• S••••• left N••• F•••••••• G••••• I••• for L••• I••• (registered 2024-11-25)Nov 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address